| 16-00059 | 02/15/2017 | Claimant(s): Lee Stahl
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Amy B. Bard
Arbitrator(s): Paul S. Biederman, Karen Isabel Bedrosian - Richardson, Susan Romano
Hearing Site: New York, NY
|  | Expungement |
| 16-00281 | 02/13/2017 | Claimant(s): Iris Hahn
Claimant Lawyers(s): David Edgar Bamberger
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Keely D. Parr, Joyce Clayborne, Joanne Park
Hearing Site: New York, NY
| | Expungement |
| 15-02230 | 02/10/2017 | Claimant(s): Michael Bissmeyer
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): RBS Securities Inc.
Respondent Lawyers(s): Patrick J. Lamparello
Arbitrator(s): Eugene G. P. Byrne, Alfreida B. Kenny, Brian Lawrence Berlandi
Hearing Site: New York, NY
| | |
| 16-02385 | 02/10/2017 | Claimant(s): Primary Capital
Claimant Lawyers(s): Ross D. Carmel
Respondent(s): Omar Jeanty
Respondent Lawyers(s): Omar Tyrone Jeanty
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
| | |
| 16-02298 | 02/10/2017 | Claimant(s): James Tyte, Susan Victoria-Tyte
Claimant Lawyers(s): Susan J. Victoria-Tyte
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William M. Mann
Arbitrator(s): Brian J. Burstin
Hearing Site: New York, NY
| | $213 |
| 15-02218 | 02/08/2017 | Claimant(s): Diane Aurelio
Claimant Lawyers(s): Diane Aurelio
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Keely D. Parr, Amy Kaplan Eckman, Diana Lucerene Armstrong-Walker
Hearing Site: New York, NY
| | |
| 12-03218 | 02/08/2017 | Claimant(s): Elizabeth Lee, Joseph DeMarco, Luigi DeMarco, Vincent Forino, Ann Branley, Patrick Branley, and John B, Christopher Orosz and Lauren Orosz, Curtis Walters and Raymond Walters, George Wonica, Jr. and Laura A. Wonica, John Orosz and Michaela Orosz, Kenneth Wonica and Lauren Murphy, Valerie M. Wonica and George K. Wonica
Claimant Lawyers(s): Christpoher Orosz, Curtis Walters, Elizabeth Lee, George Wonica, Joseph DeMarco, Luigi DeMarco, Patrick Branley, Vincent Forino
Respondent(s): Anthony Salino, Gregg Lorenzo, Lynn Schultz, Mercer Capital Ltd.
Respondent Lawyers(s): Anthony John Salino, Anthony Salino, Lynn Gordon Schultz, Matthew B. Baum
Arbitrator(s): Clarence Smith, Margarita Echevarria, Anthony Dennis Perri
Hearing Site: New York, NY
| | $0 |
| 16-02457 | 02/07/2017 | Claimant(s): Jay Canell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY
| | |
| 16-02622 | 02/06/2017 | Claimant(s): Primary Capital
Claimant Lawyers(s): Ross D Carmel
Respondent(s): Frank Decillis, Michael Vitulli
Respondent Lawyers(s): Frank Richard Decillis, Michael Joseph Vitulli
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
| | |
| 16-00775 | 02/02/2017 | Claimant(s): Artak Khayan
Claimant Lawyers(s): Lucas C. Buzzard
Respondent(s): Bruce Meyers, Meyers Associates, L.P.
Respondent Lawyers(s): David A. Shrader
Arbitrator(s): Irwin Kahn
Hearing Site: New York, NY
| | |
