| 18-01166 | 09/17/2018 | Claimant(s): Glynis Molloy
Claimant Lawyers(s): Glynis Molloy
Respondent(s): Robert Berg, Summit Brokerage Services.
Respondent Lawyers(s): Robert Eugene Berg, Thomas Vays
Arbitrator(s): Cynthia A. DiMarco
Hearing Site: New York, NY
|  | $16,825 |
| 17-01867 | 09/13/2018 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Darren Haines
Respondent Lawyers(s): Jonathan Sack
Arbitrator(s): Anthony J. Raimondi, Richard E. Castiglioni, Gerald M. Levine
Hearing Site: New York, NY
| | |
| 18-01689 | 09/10/2018 | Claimant(s): Tastyworks.
Claimant Lawyers(s): John J. Muldoon
Respondent(s): Grace Seo
Respondent Lawyers(s): Grace Seo
Arbitrator(s): Phillip Weitzman
Hearing Site: New York, NY
| | $0 |
| 17-02418 | 09/10/2018 | Claimant(s): Gabriel Ivan
Claimant Lawyers(s): Gabriel Ivan
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Carlos E. Provencio
Arbitrator(s): Anna M. Fanelli
Hearing Site: New York, NY
| | $300 |
| 17-01934 | 09/07/2018 | Claimant(s): Courtia Worth, Pamela Graft Revocable Trust, Yellow Rose of Texas Trust
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Alexandra Lebenthal, James Lebenthal, Myles Blechner
Respondent Lawyers(s): Daniel R. Korb
Arbitrator(s): Linda J. Baer, Arthur Neil Tolciss, Richard Gee
Hearing Site: New York, NY
| | Expungement |
| 18-00289 | 09/05/2018 | Claimant(s): Andrew Brief
Claimant Lawyers(s): Eric Litow
Respondent(s): Kestra Investment Services
Respondent Lawyers(s): Michael Pedlow
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
| | |
| 18-00473 | 08/31/2018 | Claimant(s): David Christensen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Ellyn S. Roth
Hearing Site: New York, NY
| | |
| 17-01713 | 08/28/2018 | Claimant(s): Lawrence Sangirardi
Claimant Lawyers(s): David E. Mollon
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Susan C. Lushing, Wayne I. Harris, Vincent Mark Riccordella
Hearing Site: New York, NY
| | |
| 17-03199 | 08/28/2018 | Claimant(s): Kevin Golden
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Hornblower & Weeks.
Respondent Lawyers(s): Eric Ellenhorn
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
| | |
| 17-01550 | 08/28/2018 | Claimant(s): Kimberly Ambrosio, Luigi Ambrosio, Rose Marie Ambrosio
Claimant Lawyers(s): David J. Sutton
Respondent(s): Ladenburg Thalmann & Co. Inc., Ladenburg Thalmann Asset Management
Respondent Lawyers(s): Michael D. Handelsman
Arbitrator(s): Dan Brecher, Roy Lukins Rowsell, Gerald M. Levine
Hearing Site: New York, NY
| | Expungement |
