Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-01293 | 10/31/2018 | Claimant(s): Ivan Alfaro-Ismodes Claimant Lawyers(s): Eugene Small Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Matthew Chow Arbitrator(s): James J. Fishman, Stevon Lord Forrester, Peter McClellan Wright Hearing Site: New York, NY | ||
| 18-01857 | 10/31/2018 | Claimant(s): Gordon Glener Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY | ||
| 17-03156 | 10/26/2018 | Claimant(s): Jason Sanders Claimant Lawyers(s): Adam Kauff Respondent(s): Chase Investment Services Corp., J.P. Morgan Securities Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY | ||
| 18-00824 | 10/26/2018 | Claimant(s): Christopher Moran Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Du Pasquier & Co.. Respondent Lawyers(s): Christopher J. Moran Arbitrator(s): Martin A. Edelstein Hearing Site: New York, NY | ||
| 18-01217 | 10/26/2018 | Claimant(s): Vasilios Takos Claimant Lawyers(s): Tosh D Grebenik Respondent(s): National Securities Corporation, Continental Broker-Dealer Corp. Respondent Lawyers(s): Emily Hayes, Michael Clements Arbitrator(s): Harrison Johnson Hearing Site: New York, NY | ||
| 18-01257 | 10/25/2018 | Claimant(s): Adolphus Bratton Claimant Lawyers(s): Adolphus Bratton Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY |  | $88 |
| 18-01181 | 10/23/2018 | Claimant(s): Eric Diton Claimant Lawyers(s): Amy B. Bard Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig A. Vollono Arbitrator(s): Sanford S. Stevens Hearing Site: New York, NY | ||
| 18-00205 | 10/19/2018 | Claimant(s): George Schietinger Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Linda J. Baer Hearing Site: New York, NY | ||
| 18-02231 | 10/19/2018 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Renan Sugarman Respondent(s): Robert Fantozzi Respondent Lawyers(s): Robert Paul Fantozzi Arbitrator(s): Stephen A. Weiner Hearing Site: New York, NY | ||
| 17-01862 | 10/16/2018 | Claimant(s): Russell Katz Claimant Lawyers(s): Jonathan Sack Respondent(s): Barclays Capital Inc. Respondent Lawyers(s): Robert A. Buhlman Arbitrator(s): Roger B. Jacobs, Hashim Ghadiali, Michael McDermott Hearing Site: New York, NY |