| 17-03028 | 03/14/2019 | Claimant(s): Michael Liciardello
Claimant Lawyers(s): Michael M. Liciardello
Respondent(s): Newedge USA LLC
Respondent Lawyers(s): Stacie R. Hartman
Arbitrator(s): Joseph J. Arata, William G. Binckes, Charles L. Henderson
Hearing Site: New York, NY
| | |
| 17-01370 | 03/13/2019 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Timothy Longo, Trident Partners Ltd.
Respondent Lawyers(s): Eric J. Sussman, Giuseppe Franzella
Arbitrator(s): Joan M. Traub, Paul S. Biederman, Michele S. Riley
Hearing Site: New York, NY
|  | $0 |
| 18-02998 | 03/13/2019 | Claimant(s): Leo Schulman as AIF for Barnett Schulman
Claimant Lawyers(s): Gary Menzer
Respondent(s): Anthony Lapadula
Respondent Lawyers(s): A.R. John Hitching
Arbitrator(s): Stephen A. Weiner
Hearing Site: New York, NY
| | Expungement |
| 14-03749 | 03/13/2019 | Claimant(s): Marcus Salouk
Claimant Lawyers(s): Steven G. Legum
Respondent(s): Mark Miranda, Qi Huang, Robert Ciaccio, Rory Powell, Stephen Grivas, Obsidian Financial Group
Respondent Lawyers(s): Kevin Sharma, Mark Andrew Miranda, Michael P. Gilmore, Qi Huang, Stephen Grivas
Arbitrator(s): Joseph J. Arata, Jeffrey P. Bachmann, Ronald Harris Kisner
Hearing Site: New York, NY
| | $0 |
| 18-00381 | 03/12/2019 | Claimant(s): James Martin
Claimant Lawyers(s): Michael Bessette
Respondent(s): Morgan Stanley DW Inc., MSI Financial Services.
Respondent Lawyers(s): Eunice Jordan, Jeremy S. Winer
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
| | |
| 18-03225 | 03/12/2019 | Claimant(s): John Nelson
Claimant Lawyers(s): Jordan D. Becker
Respondent(s): J.P. Morgan Securities, Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffrey Rodgers, Thomas J. Cahill
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
| | |
| 17-03398 | 03/11/2019 | Claimant(s): The Estate of Kurt E. Dreyfuss
Claimant Lawyers(s): Steven M. Kaplan
Respondent(s): Benjamin De Angelis, Charles Goldberg, Morgan Stanley, Lane Katz
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Robert E. Riccobono, Richard Gee, Mitchell Regenbogen
Hearing Site: New York, NY
| | Expungement |
| 18-02435 | 03/08/2019 | Claimant(s): Nicholas Owoyemi
Claimant Lawyers(s): Nicholas Adelani Owoyemi
Respondent(s): R.M. Stark & Co..
Respondent Lawyers(s): Ellen Adler
Arbitrator(s): Donna Christina Chin, Susan Manca, Barry Jay Mandel
Hearing Site: New York, NY
| | |
| 17-02914 | 03/05/2019 | Claimant(s): Elegant Commodities DMCC, Fortune Commodities DMCC
Claimant Lawyers(s): Samuel J. Lieberman
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Carlos E.. Provencio
Arbitrator(s): Ted M. Rosen, Donna Christina Chin, Robin H. Gise
Hearing Site: New York, NY
| | $825,295 |
| 17-00227 | 03/04/2019 | Claimant(s): Jean Innucci
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): David Wirtz
Arbitrator(s): Doris Lindbergh, Ronald Harris Kisner, Lorrie E Whitfield
Hearing Site: New York, NY
| | |
