| 23-02963 | 05/03/2024 | Claimant(s): Nicholas Fusco
Claimant Lawyers(s): Jhansi Fusco
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Allen Holeman
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
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| 24-00246 | 05/03/2024 | Claimant(s): D.A. Davidson & Co.
Claimant Lawyers(s): Nancy L. Hendrickson
Respondent(s): Avya Daver
Respondent Lawyers(s): Avya Daver
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
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| 23-03032 | 05/03/2024 | Claimant(s): Sonia Attkiss
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): Mary Julia O'Connell
Hearing Site: New York, NY
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| 23-03400 | 05/02/2024 | Claimant(s): Douglas Evans
Claimant Lawyers(s): Douglas C. Evans
Respondent(s): Eric Chu, Michael Blackburn, Tradesk Securities.
Respondent Lawyers(s): Eric Chu, Michael R. Blackburn
Arbitrator(s): Laura Carraher
Hearing Site: New York, NY
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| 23-00211 | 05/01/2024 | Claimant(s): Christina Ludvigsen, Christina Ludvigsen IRA (1107), Christina Ludvigsen IRA (3283)
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Frank Wu, Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services
Respondent Lawyers(s): Jason Kempf
Arbitrator(s): Allan N. Taffet, Edmund Siejka, John Franklin Udochi
Hearing Site: New York, NY
|  | $7,440 |
| 23-02762 | 04/29/2024 | Claimant(s): Jeffrey Hill
Claimant Lawyers(s): Robert Moses
Respondent(s): American Portfolios Financial Srvs.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
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| 23-01042 | 04/24/2024 | Claimant(s): Stephen Kiront
Claimant Lawyers(s): John D. Stewart
Respondent(s): Woodstock Financial Group.
Respondent Lawyers(s): William J. Raike
Arbitrator(s): Peter A. Goldman, Clive I. Morrick, Aymen Aboushi
Hearing Site: New York, NY
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| 23-02134 | 04/22/2024 | Claimant(s): Sandra Scanni
Claimant Lawyers(s): Sandra Scanni
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Christopher Murdoch
Arbitrator(s): Joan Maxine Secofsky
Hearing Site: New York, NY
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| 23-03037 | 04/19/2024 | Claimant(s): Gerard Costello
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): Andrew M. Schmertz
Hearing Site: New York, NY
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| 23-01642 | 04/19/2024 | Claimant(s): Maria Giatzikis
Claimant Lawyers(s): Joseph P. Allgor
Respondent(s): TIAA-CREF Individual & Institutional Ser
Respondent Lawyers(s): Christopher C. Coss
Arbitrator(s): Bryan Lane Berson
Hearing Site: New York, NY
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