| 17-00801 | 04/16/2019 | Claimant(s): FSC Securities Corporation
Claimant Lawyers(s): Bradley Fishman
Respondent(s): Jordan Berlin
Respondent Lawyers(s): Christopher D. Warren
Arbitrator(s): Anna Lascar, Steven Gary Leventhal, Harvey E. Benjamin
Hearing Site: New York, NY
| | |
| 18-01101 | 02/19/2019 | Claimant(s): Frank Cuenca
Claimant Lawyers(s): Michael Bessette
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Bradley Fishman
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: San Diego, CA
| | |
| 18-01682 | 11/12/2018 | Claimant(s): Christopher Quebedeau
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation, National Planning Corporation
Respondent Lawyers(s): Bradley A. Fishman, Scott R. Forbush
Arbitrator(s): Lynne M. Gomez
Hearing Site: New Orleans, LA
| | |
| 18-01272 | 10/29/2018 | Claimant(s): Timothy Sullivan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation, Alamo Capital
Respondent Lawyers(s): Allison Kent-Aster, Bradley A. Fishman
Arbitrator(s): Mandel E. Himelstein
Hearing Site: San Diego, CA
| | |
| 18-00020 | 08/30/2018 | Claimant(s): Marlis Gilbert
Claimant Lawyers(s): Michael Bessette
Respondent(s): FSC Securities Corporation, VSR Financial Services.
Respondent Lawyers(s): Bradley A. Fishman, Christina Vourakis
Arbitrator(s): Michael J. Meeusen
Hearing Site: Des Moines, IA
| | |
| 15-03291 | 01/04/2017 | Claimant(s): Jay McCay
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Greg Curley
Arbitrator(s): Diane Ciccone, Edward Blumstein, William J. Hirsch
Hearing Site: Philadelphia, PA
|  | Expungement |
| 15-00014 | 08/24/2016 | Claimant(s): Albert Febbo, Anthony Bonner, Barbara Brown, Beck Demery, Betty Markey, Bryan Solt, Carol Cutler, Charles Katko, Dana Shanbrom, David Bonner, David Wesenberg, Debi Howe, Diane Crivella, Erwin Billig, Frederick Allor, Gary Lannen, George Fetsco, Harlan Blomquist, Harold Sperlich, Jacqueline Wojas, et al
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Edward M. Olson, Michael J. Meeusen, Michele Renee Zinn
Hearing Site: Detroit, MI
| | Expungement |
| 15-01377 | 07/22/2016 | Claimant(s): Richard Arzaga
Claimant Lawyers(s): Daren A. Luma
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Howard D. Jacob, Keely D. Parr, Harold Glenn Stafford
Hearing Site: New York, NY
| | |
| 15-00193 | 02/25/2016 | Claimant(s): Robert Wagner, Vicki Wagner
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Henry Kulig, FSC Securities Corporation
Respondent Lawyers(s): Craig H. Kuglar
Arbitrator(s): Daniel R. Formeller, Dianne Marie Onichimowski
Hearing Site: Chicago, IL
| | $70,333 |
| 13-02154 | 02/16/2016 | Claimant(s): Ani Baumgarner, James Baumgarner
Claimant Lawyers(s): James D. Baumgarner
Respondent(s): Howard Kay, FSC Securities Corporation
Respondent Lawyers(s): Craig Vollono, Howard Kay
Arbitrator(s): Frank C. Fogl, Rosemary Christina Crawford, Stuart C. Gaul
Hearing Site: Pittsburgh, PA
| | $60,250 |
