Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-01078 | 10/28/2019 | Claimant(s): John Micera Claimant Lawyers(s): Andrew T. Mount Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Tiana M. Towns Arbitrator(s): Morton S. Bunis Hearing Site: Newark, NJ | ||
| 19-00949 | 10/23/2019 | Claimant(s): Mamode Oozeerally Claimant Lawyers(s): Jennifer Woods Burke Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Mitra E. Niknam Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ | ||
| 19-01108 | 10/21/2019 | Claimant(s): Moses Rosario Claimant Lawyers(s): Moses Rosario Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Theodore Moreines, Morton S. Bunis, Joan Dawn Hogarth Hearing Site: Newark, NJ | ||
| 18-03772 | 10/04/2019 | Claimant(s): Peter Dizdar Claimant Lawyers(s): Brittany Weiner Respondent(s): Invest Financial Corporation Respondent Lawyers(s): Scott R. Forbush Arbitrator(s): Joseph H. Cerame Hearing Site: Newark, NJ | ||
| 19-01060 | 10/01/2019 | Claimant(s): Paul Mante Claimant Lawyers(s): Alex R. Schmidt Respondent(s): The GMS Group Respondent Lawyers(s): Timothy J. Donohue Arbitrator(s): Louis H Miron Hearing Site: Newark, NJ | ||
| 19-00900 | 09/30/2019 | Claimant(s): Stephen Kowalski Claimant Lawyers(s): Mitra E. Niknam Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Jennifer Burke Woods Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ | ||
| 19-01011 | 09/30/2019 | Claimant(s): Jeffrey Foster, Joyce Foster Claimant Lawyers(s): David M. White Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery Rodgers Arbitrator(s): Robert J. McDonnell Hearing Site: Newark, NJ |  | $4,617 |
| 19-01520 | 09/17/2019 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Steven Silverthorne Respondent Lawyers(s): Steven M. Silverthorne Arbitrator(s): Edward W. Morris Hearing Site: Newark, NJ | ||
| 16-03665 | 09/13/2019 | Claimant(s): Gerald Sharpe Claimant Lawyers(s): John E. Lawlor Respondent(s): David Levine, David Rich, Glenn Worman, National Securities Corporation, Robert Fagenson Respondent Lawyers(s): Richard Roth Arbitrator(s): Robert J. McDonnell, Marvin L. Schuldiner, Paul G. Garjian Hearing Site: Newark, NJ | ||
| 19-00129 | 09/13/2019 | Claimant(s): Joseph Glodek Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): William Scott & Co. L.L.C. Respondent Lawyers(s): Robert Hess Arbitrator(s): Jay Alan Kranis Hearing Site: Newark, NJ |