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FINRA Awards for Newark, NJ

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Displaying 271-280 out of 666 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0424206/02/2015Claimant(s): Anatoliy Matsur
Claimant Lawyers(s): Gareth De Santiago-Keene
Respondent(s): Alberto Chavez, Chase Investment Services Corp., John Cholankeril
Respondent Lawyers(s): Thomas E. Stagg
Arbitrator(s): Morton S. Bunis, Mia Scanga, John Herbert Grefe
Hearing Site: Newark, NJ
Checkmark Icon$0
13-0320205/21/2015Claimant(s): Brian Jacobs
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Samuel T. Acker
Arbitrator(s): Michael Fischetti, Robert R. Salman, Robert T. Costello
Hearing Site: Newark, NJ
Checkmark Icon$75,000
12-0259605/20/2015Claimant(s):
Claimant Lawyers(s):
Respondent(s): Antonietta Acanfora, Arthur Tambaro, Bruce Levitus, Craig Vollono, Erica Mcginnis, Gregory Curley, Hal Gilbert, James Bodovitz, Jerome Murphy, Royal Alliance Associates., Joseph Neary, Justin Sacca, Kevin Danaher, Noah Sorkin, Ralph Roth, Randall Epright, Stacey Savitsky
Respondent Lawyers(s): Jonathan Thau
Arbitrator(s): Julian F. Santos, Alan Funk, Edward James O'Dowd
Hearing Site: Newark, NJ
13-0123205/13/2015Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Megan Christensen
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
14-0050505/12/2015Claimant(s): Susan Lubin
Claimant Lawyers(s): Susan Lubin
Respondent(s): William Coluccio, Middlebury Securities
Respondent Lawyers(s): Craig Sherman, Scott D. Stechman
Arbitrator(s): Edith M. Novack, Mae A. Brudner, Jay Alan Kranis
Hearing Site: Newark, NJ
Checkmark Icon$0
14-0040105/07/2015Claimant(s): Nicholas Barnes
Claimant Lawyers(s): Adam Weinstein
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Mark D. Knoll
Arbitrator(s): Margaret Leggett Tarver, Robert E. Anderson, Richard V. Adams
Hearing Site: Newark, NJ
14-0197704/10/2015Claimant(s): Charles Greef
Claimant Lawyers(s): Russell S. Burnside
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Leslie Ruth Nydick, Phillip Benedetto, Gregory James Libertiny
Hearing Site: Newark, NJ
Expungement
14-0310404/02/2015Claimant(s): Martin and Carole Gerstenbluth
Claimant Lawyers(s): Martin Gerstenbluth
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes Esq.
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
Checkmark Icon$38
14-0087703/30/2015Claimant(s): Carmelo Corsello
Claimant Lawyers(s): James Kirtland
Respondent(s): Michael Kelly, Regal Securities.
Respondent Lawyers(s): Alan M. Wolper, Michael John Kelly
Arbitrator(s): Charles A. Crocco, Linda T. Pellegrino, Paul Allan Massaro
Hearing Site: Newark, NJ
Checkmark Icon$0
14-0101003/19/2015Claimant(s): Estate of Gerard Gannon
Claimant Lawyers(s): Jack Cawley
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Leslie Ruth Nydick
Hearing Site: Newark, NJ
Checkmark Icon$0

666 Results

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