Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-01710 | 11/27/2018 | Claimant(s): John Burke Claimant Lawyers(s): Katherine B. Harrison Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ | ||
| 18-01019 | 11/21/2018 | Claimant(s): Harris Nydick Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Andrea Shafer Arbitrator(s): Catherine Stewart Hearing Site: Newark, NJ | ||
| 18-00179 | 11/19/2018 | Claimant(s): Daniel Foran Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, Raymond James Financial Services. Respondent Lawyers(s): Jon kaplon, Stanton Fears Arbitrator(s): Michael H. DuBoff Hearing Site: Newark, NJ | ||
| 18-00672 | 11/16/2018 | Claimant(s): David Munoz Claimant Lawyers(s): Michael Bessette Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Chan H. Nam Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ | ||
| 18-02105 | 11/16/2018 | Claimant(s): Jeffrey Kotch Claimant Lawyers(s): Dochtor Kennedy Respondent(s): HD Vest Investment Services Respondent Lawyers(s): Eric Chartan Arbitrator(s): Louis H. Miron Hearing Site: Newark, NJ | ||
| 18-01127 | 11/14/2018 | Claimant(s): Jared Friedman Claimant Lawyers(s): Jared Scott Friedman Respondent(s): IFS Securities Respondent Lawyers(s): J. Thomas Sadler Arbitrator(s): Catherine Stewart, Stanley M. Lenkowicz, Sylvia Kaminsky Hearing Site: Newark, NJ | ||
| 18-00411 | 11/12/2018 | Claimant(s): Jean Gontarski Claimant Lawyers(s): Christopher Szewczyk Respondent(s): Heath Goldstein Respondent Lawyers(s): Christopher B. Jones Arbitrator(s): Patrick R. Westerkamp, Howard Alan Grinsberg, John G. Caporuscio Hearing Site: Newark, NJ |  | Expungement |
| 18-01688 | 11/07/2018 | Claimant(s): Tastyworks. Claimant Lawyers(s): John J Muldoon Respondent(s): Edward Park Respondent Lawyers(s): Edward Park Arbitrator(s): Martin R. Cramer Hearing Site: Newark, NJ | | $0 |
| 18-00916 | 11/07/2018 | Claimant(s): Brian Clark Claimant Lawyers(s): Louis D. Tambaro Respondent(s): Morgan Stanley, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jeremy S. Winer, Sarah K. Yates Arbitrator(s): Paul Allan Massaro Hearing Site: Newark, NJ | ||
| 18-01276 | 11/02/2018 | Claimant(s): Thomas Mullooly Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Joseph A. Sack Arbitrator(s): Julian F. Santos Hearing Site: Newark, NJ |