| 11-02393 | 11/13/2012 | Claimant(s): Jean Dowe
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Stephen P. LaLonde, Karin A. Schlosser, Ramona L. Gallagher
Hearing Site: Syracuse, NY
|  | $4,625 |
| 10-04364 | 08/31/2012 | Claimant(s): Mark Zaidel
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Bryant Weintraub
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Christopher C. Willett, Ramona L. Gallagher, Martin John Satalin
Hearing Site: Syracuse, NY
| | Expungement |
| 10-02616 | 07/25/2012 | Claimant(s): Pinnacle Investments
Claimant Lawyers(s): David L. Ward
Respondent(s): Anastasia Tkatschow, George Koulouris
Respondent Lawyers(s): Richard A. Roth
Arbitrator(s): Richard A. Scalfani, Stephen P. LaLonde, Edmund Viele
Hearing Site: Syracuse, NY
| | $0 |
| 11-04358 | 07/06/2012 | Claimant(s): David Lines
Claimant Lawyers(s): David Ted Lines
Respondent(s): Arthur Coffey, John Thomas Financial
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): David Buch
Hearing Site: Syracuse, NY
| | $63 |
| 11-03743 | 06/26/2012 | Claimant(s): Ronald Vulcano
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): AXA Advisors
Respondent Lawyers(s): Eileen Stassa
Arbitrator(s): Stuart M. Schwartz, Howard B. Cohen, Carl J. Disalvatore
Hearing Site: Syracuse, NY
| | $0 |
| 11-04127 | 06/14/2012 | Claimant(s): Donald Cook, June Cook
Claimant Lawyers(s): Derek Andrews
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Paul Thomas
Arbitrator(s): Karin A. Schlosser
Hearing Site: Syracuse, NY
| | $2,191 |
| 11-01417 | 01/04/2012 | Claimant(s): Michael Weigand, Richard LaValley
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Garry Payne, New England Securities, Signator Investors., Lincoln Financial Advisors Corporation, MML Investors Services
Respondent Lawyers(s): Janene M. Marasciullo, Linda H. Joseph, Michael G. Donovan, William P. Thornton
Arbitrator(s): Christopher C. Willett, Allan H. Kaminsky, Kenneth Dymond
Hearing Site: Syracuse, NY
| | $0 |
| 10-05204 | 12/02/2011 | Claimant(s): Daniel Mody, Eric Krouse, Pinnacle Investments
Claimant Lawyers(s): David L. Ward
Respondent(s): Alan Barham, George Haskins, Louis Panigrosso, Rudolph Panigrosso
Respondent Lawyers(s): Charles O. Ingraham
Arbitrator(s): Frank C. Fogl, Madhu C. Trivedi, Robert J. Allen
Hearing Site: Syracuse, NY
| | |
| 10-03262 | 10/27/2011 | Claimant(s): Thomas Corcoran
Claimant Lawyers(s): Stewart L. Weisman
Respondent(s): Dario Vacco, Steven Pickard, Pinnacle Investments
Respondent Lawyers(s): Jennifer R. Seltenrich
Arbitrator(s): Ralph L. Halpern, Jennifer L. Bliss, Norman Foxman
Hearing Site: Syracuse, NY
| | $0 |
| 10-03651 | 10/21/2011 | Claimant(s): David Middlemiss
Claimant Lawyers(s): Leigh A. Lieberman
Respondent(s): Garry Payne, LFA, LimitedLiability Company, Lincoln Financial Advisors Corporation, Lincoln Life&Annuity Company of New York
Respondent Lawyers(s): Brian J. Butler
Arbitrator(s): Frank C. Fogl, Stuart A. Ober, Peter A.P. Dunlop
Hearing Site: Syracuse, NY
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