Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-03102 | 12/17/2015 | Claimant(s): Joan Anderson Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Karin A. Schlosser Hearing Site: Syracuse, NY |  | Expungement |
| 11-04127 | 06/14/2012 | Claimant(s): Donald Cook, June Cook Claimant Lawyers(s): Derek Andrews Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Paul Thomas Arbitrator(s): Karin A. Schlosser Hearing Site: Syracuse, NY | | $2,191 |
| 09-05727 | 11/12/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Sean G. Duffy Respondent(s): Richard Dorman Respondent Lawyers(s): Richard Dorman Arbitrator(s): Karin A. Schlosser Hearing Site: Pittsburgh, PA |