| 21-01736 | 03/09/2022 | Claimant(s): Monique Morrison
Claimant Lawyers(s): Samantha Pastor
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
| | |
| 21-02570 | 03/09/2022 | Claimant(s): Daniel Rosen
Claimant Lawyers(s): Daniel Rosen
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Greg M. Scanlon
Arbitrator(s): Jack Friedman
Hearing Site: Jersey City, NJ
|  | $300 |
| 21-01275 | 03/02/2022 | Claimant(s): Theodore Fischer
Claimant Lawyers(s): Brian Luther
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Stephen Howard Marcus, Tim James O'Keefe, Michael Shimokaji
Hearing Site: Los Angeles, CA
| | |
| 19-02176 | 01/28/2022 | Claimant(s): Theresa Irene Deukmedjian IRA, Deukmedjian Revocable Family Trust
Claimant Lawyers(s): Nicholas Berg
Respondent(s): David Pathe, in his capacity as Atty, Charles Schwab & Co.., David Pathe IRA Contributory, The David Pathe Trust dtd 7/17/2002
Respondent Lawyers(s): George C. Miller, Gilbert R. Serota
Arbitrator(s): Mark R. Lee, Robert B. Hansohn, Janice L. Sperow
Hearing Site: San Diego, CA
| | $0 |
| 21-00544 | 12/13/2021 | Claimant(s): Ranjit LoboPrabhu
Claimant Lawyers(s): Ranjit LoboPrabhu
Respondent(s): Charles Schwab & Co.., TD Ameritrade.
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Jacqueline R. Fox, Michael S. Yauch, Katherine Parsley
Hearing Site: Houston, TX
| | $0 |
| 20-00461 | 12/10/2021 | Claimant(s): Brian Bertrand
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gregory Scanlon
Arbitrator(s): Bill Lamoreaux
Hearing Site: Dallas, TX
| | $0 |
| 20-03381 | 11/17/2021 | Claimant(s): Marcia Bonilla
Claimant Lawyers(s): H. Daniel Murphy
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): George D. Sullivan
Arbitrator(s): Edward K. Lenci, Jeffrey Alan Helewitz, Jay Alan Kranis
Hearing Site: New York, NY
| | $0 |
| 20-03365 | 11/11/2021 | Claimant(s): Matthew Nekuza
Claimant Lawyers(s): Henry Simpson
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Joseph A. Vicario, Joseph Neal Richardson, Brandy Kearney Chambers
Hearing Site: Dallas, TX
| | $0 |
| 21-00620 | 11/03/2021 | Claimant(s): Kristen Graham
Claimant Lawyers(s): Norman W. Graham
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Barry Goldman
Hearing Site: Louisville, KY
| | $0 |
| 18-03893 | 10/15/2021 | Claimant(s): Shawn Lawson
Claimant Lawyers(s): Clinton W. Marrs
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Ronald G. Guida, Richard Djokic, Henry Zabarsky
Hearing Site: Denver, CO
| | |
