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FINRA Awards for Henry Simpson

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0336511/11/2021Claimant(s): Matthew Nekuza
Claimant Lawyers(s): Henry Simpson
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Joseph A. Vicario, Joseph Neal Richardson, Brandy Kearney Chambers
Hearing Site: Dallas, TX
Checkmark Icon$0
08-0291611/11/2009Claimant(s): Catherine Etheridge, Jeffrey Pollard, John Pollard, Mary Pollard, Mary Margaret Etheridge Custodial, Estate of Jane Thomason Pollard, Jeffrey Thomason Pollard IRA, Mary E. Pollard Contributory IRA
Claimant Lawyers(s): Henry Simpson
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Maxel (Bud) B. Silverberg, Peter J. Conlon, Roland D. Freeman
Hearing Site: Dallas, TX
Checkmark Icon$0

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