| 13-01029 | 11/08/2013 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Rebecca Swenson
Respondent(s): Lynn Blankenberger
Respondent Lawyers(s): Lynn Blankenberger
Arbitrator(s): Frances D. Sheehy, Howard Bernstein, Doug Campbell
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-01302 | 11/07/2013 | Claimant(s): Karen Roberts
Claimant Lawyers(s): Mark Hunter
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Elizabeth E. Moum
Arbitrator(s): Ilisa J. Smukler
Hearing Site: Boca Raton, FL
|  | Expungement |
| 11-01480 | 11/07/2013 | Claimant(s): Denise Valentini
Claimant Lawyers(s): Denise L. Valentini
Respondent(s): Meyers Associates, L.P.
Respondent Lawyers(s): David S. Schrader
Arbitrator(s): Steven R. Reininger, Joseph T. Donnantuoni, Dennis M. Ross
Hearing Site: Boca Raton, FL
| | $0 |
| 13-01682 | 11/06/2013 | Claimant(s): America's Choice Equities LLC
Claimant Lawyers(s): Ralph A. Principe
Respondent(s): Andrew Rosenbaum
Respondent Lawyers(s): Andrew Scott Rosenbaum
Arbitrator(s): Elena G. Rodriguez
Hearing Site: Boca Raton, FL
| | |
| 12-01357 | 11/06/2013 | Claimant(s): Thomas B. Weigand and Irene M. Weigand
Claimant Lawyers(s): Ronald M. Rowars
Respondent(s): Christopher Sinkula, Citigroup Global Markets., Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner, Sean J. Coughlin
Arbitrator(s): James A. Collins, Robert J. Buchner, Paul J. Burkhart
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-03386 | 11/04/2013 | Claimant(s): Terry Barnhardt
Claimant Lawyers(s): Jonathan T Lieber
Respondent(s): Bruce Olmstead, Summit Brokerage Services.
Respondent Lawyers(s): Benjamin J Biard, Michael J. Lang
Arbitrator(s): Joseph L. Bernstein
Hearing Site: Boca Raton, FL
| | |
| 13-00285 | 11/01/2013 | Claimant(s): Eric J. Altschul, as Trustee under Irrev, Karen Altschul, as Trustee under Irrevoc
Claimant Lawyers(s): Andrew Zeitlin, Gregor J. Schwinghammer
Respondent(s): Daniel Crowley, Rochdale Securities LLC
Respondent Lawyers(s): Christopher Major, Eric Lee
Arbitrator(s): Diane M. Perry
Hearing Site: Boca Raton, FL
| | $579,200 |
| 12-02562 | 10/23/2013 | Claimant(s): Michael Pistillo
Claimant Lawyers(s): Timothy P. Kebbe
Respondent(s): Keating Investment Management
Respondent Lawyers(s): Timothy Feil
Arbitrator(s): Linda M. Granata, Robert A. Fabricant, Alice J. Johnson
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-01285 | 10/18/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory Tendrich
Respondent(s): Joseph Krauszer
Respondent Lawyers(s): Michael D. Kennedy
Arbitrator(s): Gary M. Landau
Hearing Site: Boca Raton, FL
| | |
| 12-00608 | 10/15/2013 | Claimant(s): Camilo Con, Jose Con
Claimant Lawyers(s): Scott A. Weires
Respondent(s): Felix Perez, Sandro Pestana, Sergio Estefano
Respondent Lawyers(s): Coren Stern
Arbitrator(s): Monroe Mitchel, William W. Bride, Ronald W. Weissman
Hearing Site: Boca Raton, FL
| | $0 |
