Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00240 | 08/08/2018 | Claimant(s): George Sirigotis Claimant Lawyers(s): Joelle A. Simms Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Katherine C. Donlon Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL | ||
| 16-00776 | 08/07/2018 | Claimant(s): Gwendolyn Denton Claimant Lawyers(s): Gwendolyn Denton Respondent(s): Morgan Stanley, Pilar Estrella Respondent Lawyers(s): Kim J. Gustafson Arbitrator(s): Monroe Mitchel, Ellen J. Abrams, Andrea R. Jacobs Hearing Site: Boca Raton, FL |  | $0 |
| 17-00640 | 07/31/2018 | Claimant(s): David Riker, Lynne Baldwin Claimant Lawyers(s): Scott L. Silver Respondent(s): Morgan Stanley Respondent Lawyers(s): Christopher M. Sacco Arbitrator(s): Allen Kilik, Monroe Mitchel, Robert Lawrence Ostrov Hearing Site: Boca Raton, FL | | Expungement |
| 16-02225 | 07/30/2018 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Brian S. Hormozi Respondent(s): Ean Lambert Respondent Lawyers(s): Laurie Anton Arbitrator(s): Robert J. Buchner Hearing Site: Boca Raton, FL | ||
| 18-00212 | 07/27/2018 | Claimant(s): Alan Schlesinger SEP Claimant Lawyers(s): Alan Schlesinger Respondent(s): R. Seelaus & Co.. Respondent Lawyers(s): David W. Schmidt Arbitrator(s): John B. Sochacki Hearing Site: Boca Raton, FL | | $0 |
| 17-03486 | 07/24/2018 | Claimant(s): Kathy Sonabend, Sol Sonabend Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Morgan Stanley Respondent Lawyers(s): Kim J. Gustafson Arbitrator(s): Edward R. Niederriter Hearing Site: Boca Raton, FL | | $0 |
| 17-03308 | 07/12/2018 | Claimant(s): Robert Anderson Claimant Lawyers(s): Ronald M. Amato Respondent(s): Edward Jones Respondent Lawyers(s): Joseph D'Elia Arbitrator(s): Linda M. Foster-Wells Hearing Site: Boca Raton, FL | ||
| 17-02664 | 06/25/2018 | Claimant(s): Nelson Faro Claimant Lawyers(s): Joelle A. Simms Respondent(s): Deborah Lichtenfeld, Michael Lichtenfeld Respondent Lawyers(s): Neil B. Solomon Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL | | Expungement |
| 17-01601 | 06/22/2018 | Claimant(s): Frank Ventura IRA Claimant Lawyers(s): Frank Ventura Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Leslie L. Cooney Hearing Site: Boca Raton, FL | | Expungement |
| 17-02481 | 06/13/2018 | Claimant(s): Patrick Matlock Claimant Lawyers(s): Robert W. Pearce Respondent(s): Scottrade Inc. Respondent Lawyers(s): Niels P. Murphy Arbitrator(s): Will Murphy Hearing Site: Boca Raton, FL |