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FINRA Awards for Sol Sonabend

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0348607/24/2018Claimant(s): Kathy Sonabend, Sol Sonabend
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kim J. Gustafson
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
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