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FINRA Awards for Frank Ventura IRA

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0160106/22/2018Claimant(s): Frank Ventura IRA
Claimant Lawyers(s): Frank Ventura
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Leslie L. Cooney
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

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