| 18-02748 | 06/05/2020 | Claimant(s): John Ireland
Claimant Lawyers(s): Michael J. Gore
Respondent(s): Brett Ellis, Carmine Capone, Jason Figueroa, The GMS Group
Respondent Lawyers(s): Jason L. Figueroa, John E. Jenkins
Arbitrator(s): Anne H. Orr, Donald Theodore Ryce, Carl Henry Perdue
Hearing Site: Boca Raton, FL
|  | $0 |
| 19-02555 | 06/01/2020 | Claimant(s): Michael Cowan
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Advisors Financial Network, Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff, Demian J. Betz
Arbitrator(s): Leslie L. Cooney
Hearing Site: Boca Raton, FL
| | |
| 19-03843 | 05/29/2020 | Claimant(s): Darren Nomberg, Gerard Crean
Claimant Lawyers(s): Michael Shannon
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Amalia Chin
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
| | Expungement |
| 18-03170 | 05/21/2020 | Claimant(s): Arlene Dixon, Sherman Salovitz
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Marcus Berger, Investors Capital Corp.
Respondent Lawyers(s): Benjamin J. Biard, Neil S. Baritz
Arbitrator(s): Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | $0 |
| 19-00565 | 05/21/2020 | Claimant(s): Jamie Margulies, on Behalf of His IRA
Claimant Lawyers(s): Jamie Margulies
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | $0 |
| 19-01163 | 05/07/2020 | Claimant(s): Sandra Dannenberg
Claimant Lawyers(s): Lars Soreide
Respondent(s): Oppenheimer & Co.., Sean Rooney
Respondent Lawyers(s): John T. McGuire, Neil S. Baritz
Arbitrator(s): Ellen J. Abrams
Hearing Site: Boca Raton, FL
| | $0 |
| 18-04274 | 04/29/2020 | Claimant(s): Ronald Carlson
Claimant Lawyers(s): Ronald N. Carlson
Respondent(s): Wells Fargo Clearing Services, Prudential Annuities Distributors.
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Paul Weinberg, Joseph Benalt, Nanci Sondra Landy
Hearing Site: Boca Raton, FL
| | $0 |
| 18-00458 | 04/17/2020 | Claimant(s): David Kolasa
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Lawrence M Green, Sanders William Gropper, Donna Greenspan Solomon
Hearing Site: Boca Raton, FL
| | $0 |
| 18-04048 | 04/13/2020 | Claimant(s): Carole Blake, Lawrence Franklin, Lawrence Franklin Revocable Trust
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Barth Satuloff, Robert Lawrence Ostrov, Peter Shapiro
Hearing Site: Boca Raton, FL
| | $0 |
| 19-02551 | 04/08/2020 | Claimant(s): Kirk Gravelle
Claimant Lawyers(s): Nisha S. Wright
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Seth L. Finkel, Gregory S. Tendrich, Rosemarie Ann Jannuzzi
Hearing Site: Boca Raton, FL
| | |
