| 21-01593 | 12/07/2021 | Claimant(s): Nicolas Rueda
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Robert G. Falbisaner
Hearing Site: Boca Raton, FL
| | |
| 21-01499 | 12/06/2021 | Claimant(s): Mark Marandino
Claimant Lawyers(s): Eleanor M Samuels
Respondent(s): Manya Lowman
Respondent Lawyers(s): Manya Lowman
Arbitrator(s): Robert Steven Haught, Robert J Mayer, Joshua Byrne Spector
Hearing Site: Boca Raton, FL
|  | Expungement |
| 21-00833 | 12/02/2021 | Claimant(s): Lisa Drew, Trustee, PR, & Individually
Claimant Lawyers(s): Josh M. Rubens
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Erika Deutsch Rotbart, Erika-Rae M Harvey, Christopher William Pole
Hearing Site: Boca Raton, FL
| | settlement |
| 19-02616 | 11/23/2021 | Claimant(s): Allen Papir
Claimant Lawyers(s): Randall Place
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Jennifer Woods Burke
Arbitrator(s): R Lee Britton, Will Murphy, Donna Greenspan Solomon
Hearing Site: Boca Raton, FL
| | Expungement |
| 21-00888 | 11/19/2021 | Claimant(s): Brian Kutsmeda
Claimant Lawyers(s): Cory Zadanosky
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Justin Sciabbarrasi
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | |
| 19-00415 | 11/18/2021 | Claimant(s): Craig Price
Claimant Lawyers(s): Neil L. Henrichsen
Respondent(s): Raymond Klahne, William Gilcher
Respondent Lawyers(s): Julie I. Taylor
Arbitrator(s): Warren D. Brown, Sidney J. Wartel, Marie Katz
Hearing Site: Boca Raton, FL
| | |
| 19-00637 | 11/17/2021 | Claimant(s): Linda Stack
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Gary M. Landau, Gerald Silverman, Leon H. Tracy
Hearing Site: Boca Raton, FL
| | Expungement |
| 20-01124 | 11/16/2021 | Claimant(s): Curtis D. Hertel Rev Liv Trust
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Sandlapper Securities
Respondent Lawyers(s): Trevor L. Gordon
Arbitrator(s): Michael Lau, Melanie S. Cherdack, Maria Rosa Scalone
Hearing Site: Boca Raton, FL
| | $205,488 |
| 20-03085 | 11/12/2021 | Claimant(s): Samuel Izaguirre
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC, Chase Investment Services Corp.
Respondent Lawyers(s): Michael A. Gross, Sara B. Davis
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
| | |
| 21-00117 | 11/11/2021 | Claimant(s): Baerbel O'Haire
Claimant Lawyers(s): Harris Freedman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Elena G. Rodriguez
Hearing Site: Boca Raton, FL
| | |
