| 10-03103 | 01/25/2012 | Claimant(s): Blanche Gloetzner
Claimant Lawyers(s): Tiffany J. Brown
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Frances D. Sheehy, Harriet A. Kottick, Bonnie A. Pearce
Hearing Site: Boca Raton, FL
|  | Stipulated Award and Expungement |
| 11-03219 | 01/18/2012 | Claimant(s): Thomas Moran
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): J. Burke McCormick
Arbitrator(s): Michael S. Hill
Hearing Site: Boca Raton, FL
| | |
| 10-04533 | 01/13/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Daniel Derechin
Respondent(s): Mark Sullivan
Respondent Lawyers(s): Jeffrey C. Pepin
Arbitrator(s): Marilyn J. Salzman
Hearing Site: Boca Raton, FL
| | |
| 10-02738 | 01/09/2012 | Claimant(s): Gubman Revocable Trust, Sidney Cohn Life Insurance Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): The GMS Group
Respondent Lawyers(s): Don Boswell
Arbitrator(s): Alyson R. Dachelet
Hearing Site: Boca Raton, FL
| | $69,866 |
| 10-03230 | 12/29/2011 | Claimant(s): Barbara Sanborn
Claimant Lawyers(s): Jeffrey L. Cox
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Marilyn G. Moran
Arbitrator(s): Gloria O. North, Mary H. Cory, Judith Ann Ripps
Hearing Site: Boca Raton, FL
| | |
| 10-03212 | 12/27/2011 | Claimant(s): Lawrence O'Brien, Lawrence J. O'Brien Revocable Trust U/T/
Claimant Lawyers(s): D. Daxton White
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Doreen S. Young
Arbitrator(s): Linda M. Granata, Gary King, Milton Thurm
Hearing Site: Boca Raton, FL
| | Expungement |
| 10-04326 | 12/14/2011 | Claimant(s): Daniel Martorano, Janet Goodstein, Laurie Martorano
Claimant Lawyers(s): Daniel Mortorano, Scott L. Silver
Respondent(s): Steven L. Falk and Associates
Respondent Lawyers(s): Steven L. Falk
Arbitrator(s): Steven Gerard Goerke, Mark T. Burnam, Marie Paulette Levine
Hearing Site: Boca Raton, FL
| | $487,202 |
| 09-02852 | 12/12/2011 | Claimant(s): Mark Sidell
Claimant Lawyers(s): Arthur C. Koski
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): David M. Levine, Will Murphy, Barry Rabinowitz
Hearing Site: Boca Raton, FL
| | |
| 11-04008 | 12/09/2011 | Claimant(s): Jerome Guidish, Joseph Guidish, Greystone Park Mobile Homes.
Claimant Lawyers(s): Bradford Gucciardo
Respondent(s): Maureen Maloney
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Lawrence M. Green, Richard S. Zaifert, Walter John Chesney
Hearing Site: Boca Raton, FL
| | $0 |
| 10-02853 | 12/02/2011 | Claimant(s): Daniel Losito
Claimant Lawyers(s): Douglas A. Kahle
Respondent(s): Dennis Encapera, Felix Ajegbo, GoNow Securities.
Respondent Lawyers(s): Dennis Paul Encapera, Ephraim O. Obi
Arbitrator(s): George J. Blutstein, Richard J. Kaplan, Michael Edward Geringer
Hearing Site: Boca Raton, FL
| | |
