| 12-03124 | 05/16/2013 | Claimant(s): Sean Fetterman
Claimant Lawyers(s): Jonathan C Schwartz
Respondent(s): Ben Pivnick, Ben Pivnick as trustee Revocable Living
Respondent Lawyers(s): Ben Pivnick
Arbitrator(s): Mary H. Cory, Marie G. Peterson, Harold S. Stern
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-01901 | 11/30/2012 | Claimant(s): Henry Weiss
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Steven Gerard Goerke, Jill Pilgrim, Marie G. Peterson
Hearing Site: Ft. Lauderdale, FL
|  | Expungement |
| 09-07227 | 07/16/2012 | Claimant(s): Carlos Oubina, Fernando Granda, Graciela de Martinez, Hector Lestard, Jorge Besser, Jose Ganem, Juan Navarro Floria, Miguel Martinez, Norma Arauz de Pereiro, Patricia de Castro, Gladbrook Investments Ltd., Sandhill Overseas Ltd., Westbrook Business Corp., S.A.
Claimant Lawyers(s): Jeffrey L. Cox
Respondent(s): EFG Capital International Corp.
Respondent Lawyers(s): Ivan P. Harris
Arbitrator(s): Monroe Mitchel, Suzanne E. Mowry, Marie G. Peterson
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
| 10-05604 | 02/29/2012 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Erin Linehan Reyes
Respondent(s): Barbara Wortley
Respondent Lawyers(s): Robert A. Sweetapple
Arbitrator(s): John E. Sutton, Thomas C. Krumenacker, Marie G. Peterson
Hearing Site: Boca Raton, FL
| | $0 |
| 10-03164 | 11/11/2011 | Claimant(s): William Johnson
Claimant Lawyers(s): William J. Johnson
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Jason S. Haselkorn
Arbitrator(s): Joseph J. Slotnik, Marie G. Peterson, Laurence V. Senn
Hearing Site: Boca Raton, FL
| | |
| 10-03340 | 07/26/2011 | Claimant(s): Ocean Research and Conservation Assoc
Claimant Lawyers(s): Matthew J. Barnes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Howard G. Meyers
Arbitrator(s): Marie G. Peterson
Hearing Site: Boca Raton, FL
| | $0 |
| 10-00622 | 04/18/2011 | Claimant(s): John McMickle
Claimant Lawyers(s): John H. McMickle
Respondent(s): George Moler, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Marie G. Peterson, Harvey Russell Preston, Doug Campbell
Hearing Site: Boca Raton, FL
| | $0 |
| 09-04808 | 05/04/2010 | Claimant(s): Penni Morris, Walter Morris, Walter A Morris III and Penni Morris
Claimant Lawyers(s): Penni & Walter Morris
Respondent(s): Ameriprise Financial Services., Michael Hanke
Respondent Lawyers(s): Courtney R. Reid, Nancy Landy
Arbitrator(s): Marie G. Peterson
Hearing Site: Boca Raton, FL
| | $26,475 |
| 09-00840 | 02/16/2010 | Claimant(s): John V.L. Parry & Susan M. Parry JTWROS, The Concetta V. Fearn Trust, The John & Susan Parry CR Trust
Claimant Lawyers(s): John V.L. Parry
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Timothy Jernigan
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Janet N. Smiles, Marie G. Peterson, Carolyn E. Moore
Hearing Site: Boca Raton, FL
| | $588 |
| 09-03716 | 11/12/2009 | Claimant(s): David Feuer, Susan Feuer, D. Feuer DDS PST & 401K Plan U/A 7/1/03, D. Feuer DDS PST & 401K Plan, U/A 7/13/7, David D. Feuer Trust U/A 11/29/96
Claimant Lawyers(s): Marc S. Dobin
Respondent(s): VFinance Investments.
Respondent Lawyers(s): Patrick L. Hilton
Arbitrator(s): Marie G. Peterson
Hearing Site: Boca Raton, FL
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