| 14-00515 | 07/28/2015 | Claimant(s): Jamesa Selleck
Claimant Lawyers(s): Sara E. Hanley
Respondent(s): Wells Fargo Advisors, Renita McDougal
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Richard H. Potter, Sanford S. Finder, Daniel Lee Tedrick
Hearing Site: Charlotte, NC
|  | Expungement |
| 13-03295 | 06/03/2015 | Claimant(s): William Chesser
Claimant Lawyers(s): William D. Chesser
Respondent(s): Wells Fargo Advisors, Curtis Dees
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Stuart K. Furman, Thomas Joseph Atkinson, Lori Beth Kamen
Hearing Site: Orlando, FL
| | $0 |
| 14-03141 | 05/14/2015 | Claimant(s): Dawn Bennett
Claimant Lawyers(s): David E. Robbins
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Randy Cepuch, David Paul Clark, Aaron Petty
Hearing Site: Washington, DC
| | |
| 14-01315 | 04/16/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Demian J. Betz
Respondent(s): Steven Fried
Respondent Lawyers(s): Steven Fried
Arbitrator(s): Harvey Alan Blicksilver
Hearing Site: Boca Raton, FL
| | |
| 14-00630 | 12/23/2014 | Claimant(s): Howard Kobrin
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Steven M. Greenbaum, Marc T. Danon, Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
| | |
| 13-02180 | 10/20/2014 | Claimant(s): John Shaw
Claimant Lawyers(s): John M. Shaw
Respondent(s): Brad Hindman, Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Frank C. Fogl
Hearing Site: Pittsburgh, PA
| | $0 |
| 13-00138 | 08/25/2014 | Claimant(s): Alberts Trust of 1997 Trust
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Wachovia Securities Financial Network
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Terry F. Peppard, James P. O'Donnell, Gerald J. Thain
Hearing Site: Milwaukee, WI
| | $195,000 |
| 13-02910 | 04/25/2014 | Claimant(s): Victoria Blevins
Claimant Lawyers(s): Victoria L. Blevins
Respondent(s): Wells Fargo Advisors, Gerald Kessler
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Philadelphia, PA
| | $2,225 |
| 12-02890 | 03/19/2014 | Claimant(s): Jeffrey Smith
Claimant Lawyers(s): B. David Jarashow
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Ronald L. Cheney
Hearing Site: Manchester, NH
| | $0 |
| 12-01716 | 01/23/2014 | Claimant(s): Gene K Glasser and Jewel Bertman Trustee
Claimant Lawyers(s): Gary Menzer
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | Expungement |
