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FINRA Awards for Alberts Trust of 1997 Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0013808/25/2014Claimant(s): Alberts Trust of 1997 Trust
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Wachovia Securities Financial Network
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Terry F. Peppard, James P. O'Donnell, Gerald J. Thain
Hearing Site: Milwaukee, WI
Checkmark Icon$195,000

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