| 18-02098 | 12/24/2019 | Claimant(s): John E. Donaldson Investments
Claimant Lawyers(s): Jeffrey S. Eisenberg
Respondent(s): Craig Taddonio, John Stapleton, Craig Scott Capital
Respondent Lawyers(s): Brian J. Davis, Craig Scott Taddonio, Craig Taddonio
Arbitrator(s): Bill Lamoreaux, Mark C Watler, Robert L. Chisolm
Hearing Site: Oklahoma City, OK
|  | $0 |
| 19-01419 | 12/06/2019 | Claimant(s): Michael Rodriguez
Claimant Lawyers(s): Rogge Dunn
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah Yates
Arbitrator(s): Raymond C. Kerr, Robert J. Gregory, Colleen Margaret Baker
Hearing Site: Oklahoma City, OK
| | |
| 19-01436 | 11/14/2019 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Bryce Shelman
Respondent(s): Kevin Johnson
Respondent Lawyers(s): Kevin L. Johnson
Arbitrator(s): Robert Steven Haught
Hearing Site: Oklahoma City, OK
| | |
| 19-00881 | 10/15/2019 | Claimant(s): Jeremy Lott
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Michael S. Lamont
Arbitrator(s): Daniel J. Pagnano
Hearing Site: Oklahoma City, OK
| | |
| 19-00296 | 10/07/2019 | Claimant(s): Charles Smith
Claimant Lawyers(s): Michael O'Gara
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): C. Sumpter Logan
Hearing Site: Oklahoma City, OK
| | |
| 18-00166 | 05/20/2019 | Claimant(s): Dallas Jones, Robyn Jones
Claimant Lawyers(s): Robert B. Sartin
Respondent(s): Cantella & Co..
Respondent Lawyers(s): John G. Moon
Arbitrator(s): R Lee Britton, Vicki J. Limas, Thomas Bentley Baines
Hearing Site: Oklahoma City, OK
| | $0 |
| 18-03024 | 05/08/2019 | Claimant(s): Donna M. Lavery 1993 Trust, James W. Lavery 1993 Trust
Claimant Lawyers(s): James W. Lavery
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): James W. Kerr
Hearing Site: Oklahoma City, OK
| | $0 |
| 17-00793 | 02/15/2019 | Claimant(s): Patricia Khaleghi, The Clarence Burr Living Trust
Claimant Lawyers(s): William B. Federman
Respondent(s): Brian Johnson, Carter Baumert, Merrill Lynch Pierce Fenner & Smith Inc., Michael Rodriguez
Respondent Lawyers(s): Tara LaClair
Arbitrator(s): Michael R. Prescott, Robert J. Gregory, Edward J. Lynch
Hearing Site: Oklahoma City, OK
| | Expungement |
| 18-02710 | 01/24/2019 | Claimant(s): Donald Jackson
Claimant Lawyers(s): William Preston Martin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): C. Sumpter Logan
Hearing Site: Oklahoma City, OK
| | |
| 18-00123 | 09/28/2018 | Claimant(s): Gregory Hester
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Thomas A. Martin
Hearing Site: Oklahoma City, OK
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