12-03764 | 08/30/2013 | Claimant(s): Robert Sperber Claimant Lawyers(s): Brian Levin Respondent(s): Morgan Stanley Respondent Lawyers(s): William A. Hohauser Arbitrator(s): Joseph L. Bernstein, Bernard A. Becker, Mark T. Burnam Hearing Site: Miami, FL
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13-00614 | 08/23/2013 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Ian L. Reynolds Respondent(s): Michael Davenport Respondent Lawyers(s): Michael Derrick Davenport Arbitrator(s): Bernard A. Becker Hearing Site: Miami, FL
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11-01173 | 08/15/2013 | Claimant(s): Ramon Puig Rodriguez and Evelyn Carrion Claimant Lawyers(s): Scott L. Silver Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Roberto C. Quinones-Rivera Arbitrator(s): Nancy J. Cliff, Bernard A. Becker, Charles Hoffman Hearing Site: San Juan, PR
| | Expungement |
12-01767 | 04/10/2013 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Ira N. Glauber Respondent(s): Julie Sheppard Respondent Lawyers(s): Julie Lynn Sheppard Arbitrator(s): Bernard A. Becker Hearing Site: Miami, FL
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12-00225 | 04/01/2013 | Claimant(s): Victor Alvarez-Mauras Claimant Lawyers(s): Paul Vilaro Nelms Respondent(s): Popular Securities. Respondent Lawyers(s): Alan Wolper Arbitrator(s): Roy B. Gonas, Bernard A. Becker, Daniel P. Lund Hearing Site: San Juan, PR
| | $0 |
12-02646 | 03/07/2013 | Claimant(s): Alfonso Boneta Claimant Lawyers(s): Jonathan C. Schwartz Respondent(s): Lydia Rodriguez Tirado, Oscar Diaz Respondent Lawyers(s): Lydia Rodriguez Tirado, Oscar Diaz Arbitrator(s): Bernard (Bob) L. Loring, Bernard A. Becker, Barth Satuloff Hearing Site: San Juan, PR
| | Expungement |
11-03504 | 12/21/2012 | Claimant(s): Awilda Vilches Reyes Claimant Lawyers(s): Scott L. Silver Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Randi Perry Spallina Arbitrator(s): Nancy J. Cliff, Bernard A. Becker, Fred Abramoff Hearing Site: San Juan, PR
| | Expungement |
11-00758 | 10/04/2012 | Claimant(s): Carlos Perez Claimant Lawyers(s): Marie Elsie Lopez-Adams Respondent(s): Citigroup Global Markets., Juan Estarellas Sabater Respondent Lawyers(s): Jason S. Haselkorn Arbitrator(s): Bernard A. Becker, Stuart K. Furman, Guillermo A. Gleizer Hearing Site: San Juan, PR
| | $25,300 |
11-02319 | 08/17/2012 | Claimant(s): Ruben Irizarry Alcaraz Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Nannette Berrios Haddock, Roberto C. Quinones-Rivera Arbitrator(s): Bernard A. Becker, Stuart K. Furman, Louis David Huss Hearing Site: San Juan, PR
| | Expungement |
11-01396 | 06/19/2012 | Claimant(s): Lloyd Kolokoff Claimant Lawyers(s): Curtis Carlson Respondent(s): Morgan Stanley, MSSB FA Notes Holdings LLC Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Bernard A. Becker, Gilbert Tendler, Ivy Robin Ginsberg Hearing Site: Miami, FL
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