Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02898 | 04/15/2021 | Claimant(s): Kevin Keith Claimant Lawyers(s): Brian Luther Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): George Forest Bingham Hearing Site: Philadelphia, PA | ||
| 20-02724 | 04/13/2021 | Claimant(s): Mark Byelich Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Paul Yarns Arbitrator(s): Guillermo L. Bosch Hearing Site: Philadelphia, PA | ||
| 20-03132 | 04/13/2021 | Claimant(s): Julia Brufke Wenger Claimant Lawyers(s): Stephan Louviere Respondent(s): Cincinnati Analysts. Respondent Lawyers(s): Mark J. Mahoney Arbitrator(s): Guillermo L. Bosch Hearing Site: Philadelphia, PA | ||
| 20-02140 | 03/24/2021 | Claimant(s): Scott Wetherbee Claimant Lawyers(s): Dochtor Kennedy Respondent(s): H. Beck. Respondent Lawyers(s): Matt Winterhalter Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | ||
| 20-00807 | 03/16/2021 | Claimant(s): Edward Caruth Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): John J. Jordan Hearing Site: Philadelphia, PA | ||
| 20-02745 | 03/12/2021 | Claimant(s): Bryan Cogliano Claimant Lawyers(s): Dochtor Kennedy Respondent(s): New England Securities Corporation Respondent Lawyers(s): Martin Harris Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | ||
| 19-00999 | 03/05/2021 | Claimant(s): Emily Sandusky Claimant Lawyers(s): Richard Gerace Respondent(s): David Lerner Associates., Jeffrey Zelka Respondent Lawyers(s): Eugene L. Small Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA |  | Expungement |
| 20-02582 | 02/24/2021 | Claimant(s): Jeffrey Heinel Claimant Lawyers(s): Joel Wertman Respondent(s): The Investment Center. Respondent Lawyers(s): Douglas A. Wright Arbitrator(s): Dean L. Scarpa, Gregory J. Spadea Hearing Site: Philadelphia, PA | ||
| 20-01624 | 02/12/2021 | Claimant(s): David Ellowitch Claimant Lawyers(s): Paula D. Shaffner Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Jim Geiger Hearing Site: Philadelphia, PA | ||
| 20-01699 | 02/12/2021 | Claimant(s): Ameriprise Financial Services Claimant Lawyers(s): Scott A. La Porta Respondent(s): Leslie Markus Respondent Lawyers(s): Leslie George Markus Arbitrator(s): Edward T. Borer, Mark H. Stein, Larry Cheskawich Hearing Site: Philadelphia, PA |