| 19-02189 | 12/11/2019 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Eric A. Michaels
Respondent(s): Walter Sweatt
Respondent Lawyers(s): Walter Lee Sweatt
Arbitrator(s): Philip J. Glick
Hearing Site: Denver, CO
| | |
| 16-01459 | 12/11/2018 | Claimant(s): Todd Weitzman
Claimant Lawyers(s): Todd A. Weitzman
Respondent(s): Richard Murray, J.P. Turner & Company, L.L.C., Silver Leaf Partners
Respondent Lawyers(s): Eric A. Michaels, Fyzul Khan, Richard Norman Murray
Arbitrator(s): Martin M. Berliner, Samuel L. McClaren, Wendy P Rouder
Hearing Site: Denver, CO
| | |
| 17-01081 | 12/01/2017 | Claimant(s): Jordan Dechtman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Denver, CO
| | |
| 16-01271 | 02/08/2017 | Claimant(s): Lawrence Klenk, Melanie Klenk, The Trust of Delores M. Young
Claimant Lawyers(s): Thomas K. Caldwell
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Timothy J. Currier
Hearing Site: Detroit, MI
|  | $0 |
| 15-00014 | 08/24/2016 | Claimant(s): Albert Febbo, Anthony Bonner, Barbara Brown, Beck Demery, Betty Markey, Bryan Solt, Carol Cutler, Charles Katko, Dana Shanbrom, David Bonner, David Wesenberg, Debi Howe, Diane Crivella, Erwin Billig, Frederick Allor, Gary Lannen, George Fetsco, Harlan Blomquist, Harold Sperlich, Jacqueline Wojas, et al
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Edward M. Olson, Michael J. Meeusen, Michele Renee Zinn
Hearing Site: Detroit, MI
| | Expungement |
| 15-01526 | 04/12/2016 | Claimant(s): William Ziegler
Claimant Lawyers(s): William J Ziegler
Respondent(s): Jason Van Duyn
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Timothy J. Currier
Hearing Site: Detroit, MI
| | $0 |
| 14-03008 | 07/17/2015 | Claimant(s): Erin Tessman, Harold Tessman
Claimant Lawyers(s): T. John Kirk
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): J. Maxwell Williams, Carolyn L. Witherspoon, Joan M. Esserman
Hearing Site: Little Rock, AR
| | $0 |
| 14-00989 | 06/29/2015 | Claimant(s): Patricia Marshall Revocable Trust
Claimant Lawyers(s): Thomas K. Caldwell
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Robert J. Scafuri, Jacqueline R. Fox, Betty R. Widgeon
Hearing Site: Detroit, MI
| | Expungement |
| 14-02223 | 04/22/2015 | Claimant(s): Vithal Kusuma Life Insurance Trust
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): John Haire, Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Daniel E. Gulden, Yvette L. Nurse, Wallace T. Tanksley
Hearing Site: Atlanta, GA
| | $0 |
| 13-02526 | 10/21/2014 | Claimant(s): Grace Whang, Grace B. Whang Revocable Trust
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Genevieve Mar, Woodbury Financial Services.
Respondent Lawyers(s): Cory D. Olson, Eric A. Michaels
Arbitrator(s): Sheldon I. Saitlin, Donald M. Thompson, Patrick Richard Stoker
Hearing Site: Chicago, IL
| | Expungement |
