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FINRA Awards for Gregory G. Gocek

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Displaying 31-40 out of 45 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0073905/18/2018Claimant(s): Owen McBride
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Gregory G. Gocek
Hearing Site: Cleveland, OH
15-0141504/25/2018Claimant(s): Richard Long
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Stephen Grivas, Obsidian Financial Group
Respondent Lawyers(s): John Telfer, Stephen Grivas
Arbitrator(s): Gregory G. Gocek
Hearing Site: Kansas City, MO
Checkmark Icon$49,223
16-0251103/27/2018Claimant(s): William Alford
Claimant Lawyers(s): Carl E. Patrick
Respondent(s): G. Parry, Stifel, Nicolaus & Co..
Respondent Lawyers(s): Dennis J. Concilla
Arbitrator(s): Ellen Holland Keller, Gregory G. Gocek, Richard S. Hines
Hearing Site: Cleveland, OH
Checkmark Icon$0
17-0162403/16/2018Claimant(s): Mary Wright
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group, Morgan Stanley, Morgan Stanley DW Inc.
Respondent Lawyers(s): Alan S. Brodherson, Nicholas Y. Lin
Arbitrator(s): Gregory G. Gocek
Hearing Site: Denver, CO
17-0014012/18/2017Claimant(s): Christopher Delong
Claimant Lawyers(s): Nicholas Iavarone
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Steven M. Malina
Arbitrator(s): Reggie C. Giffin, Gregory G. Gocek, Zachary Lee Berkstresser
Hearing Site: Kansas City, MO
15-0057812/13/2017Claimant(s): Kelley Keys Best
Claimant Lawyers(s): Kelley Keys Best
Respondent(s): John Herpers, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Megan Roberts
Arbitrator(s): Gregory G. Gocek, Thomas L. Dueber, Margaret Ann Barrington
Hearing Site: Denver, CO
Checkmark Icon$0
16-0269711/30/2017Claimant(s): Naila Ahmed
Claimant Lawyers(s): John J Muldoon
Respondent(s): Morgan Stanley, Stephen Bowman
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Howard B. Silverman, Marilee Roberg, Gregory G. Gocek
Hearing Site: Chicago, IL
Checkmark Icon$37,170
16-0078307/31/2017Claimant(s): Joseph Devaney, Mary Devaney
Claimant Lawyers(s): Adrian Mendoza
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Gregory G. Gocek
Hearing Site: Chicago, IL
Checkmark IconExpungement
16-0107003/17/2017Claimant(s): Laurie Marchel
Claimant Lawyers(s): Alice K. Jump
Respondent(s): Invesco Distributors.
Respondent Lawyers(s): Yvette V. Gatling
Arbitrator(s): Gregory G. Gocek, Sheldon Weinhaus, Mary O'Connell Smith
Hearing Site: St. Louis, MO
16-0017907/12/2016Claimant(s): Jacob Gelfand
Claimant Lawyers(s): Jacob Gelfand
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Gregory G. Gocek
Hearing Site: Milwaukee, WI
Checkmark Icon$38

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