| 11-02167 | 05/29/2012 | Claimant(s): Cleaver Sanders
Claimant Lawyers(s): Malcom X. Larvadain
Respondent(s): Daniel Nowak, Chase Investment Services Corp.
Respondent Lawyers(s): Vicki M. Crochet
Arbitrator(s): Michael T. Nobile, Michele N. O'Brien, Mario Alberto Arteaga
Hearing Site: New Orleans, LA
| | |
| 09-00715 | 04/11/2012 | Claimant(s): Gary and Gail Whitener
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Ryan R. Baker
Arbitrator(s): Elizabeth Gilbert, Christine Moore, Clifford Matthew Olson
Hearing Site: New Orleans, LA
|  | $0 |
| 03-03322 | 03/30/2012 | Claimant(s): F. David and Gloria R. Tutt
Claimant Lawyers(s): Joseph C. Peiffer
Respondent(s): Lawrence Clasby, Clasby Investment Management.
Respondent Lawyers(s): Corporate Legal Department, Lawrence A. Clasby
Arbitrator(s): Ron C. Christner, Michael F. Brown, Robert S. Rooth
Hearing Site: New Orleans, LA
| | $1,200,300 |
| 09-05604 | 03/16/2012 | Claimant(s): Lorraine Welch Shaw
Claimant Lawyers(s): Sidney W. Jackson
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Larry E. Mobley
Arbitrator(s): Dale A. Kaliszeski, Allen J. Krouse, Onnig Hatchig Dombalagian
Hearing Site: New Orleans, LA
| | $41,300 |
| 09-06438 | 03/16/2012 | Claimant(s): Nathan Friedlander, Nathan Friedlander & Joan Friedlander, Harris Friedlander Trust U/A DTD 7/25/89
Claimant Lawyers(s): Timothy J. Dennin
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn Best
Arbitrator(s): R. Lee Britton Jr., Cynthia Lee Traina, Constance K. Barron
Hearing Site: New Orleans, LA
| | Expungement |
| 10-03555 | 02/27/2012 | Claimant(s): John V. D'Aversa as personal rep.
Claimant Lawyers(s): John V. D'Aversa, Personal Rep.
Respondent(s): Jeff Howard, Jim Lenaghan
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Brian James Tagtmeier
Hearing Site: New Orleans, LA
| | $0 |
| 11-02896 | 02/24/2012 | Claimant(s): Daniel McCarthy
Claimant Lawyers(s): Dan McCarthy
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Robert H. Putnam
Hearing Site: New Orleans, LA
| | $0 |
| 10-04956 | 02/03/2012 | Claimant(s): Estate of Carolyn Colvin EXE J. Colvin
Claimant Lawyers(s): Fredrick R. Tulley
Respondent(s): Charlton Lyons, Ameriprise Financial Services., Patricia Hatcher
Respondent Lawyers(s): Geddes D. Anderson
Arbitrator(s): William B. Miller, Jason G. Ourso, Allen J. Krouse
Hearing Site: New Orleans, LA
| | Expungement |
| 10-02051 | 01/26/2012 | Claimant(s): Margaret Virginia Holliday, IRA, Albert Edward Holliday Living Trust U/A,, Margaret Virginia Holliday Living Trust
Claimant Lawyers(s): Kirk Reasonover
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): William G. Whitman
Arbitrator(s): Jay Lawrence Witkin, Phillip M. Renfro, Sam Adatto Kayem
Hearing Site: New Orleans, LA
| | $0 |
| 11-00895 | 01/10/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Megan A. Smith
Respondent(s): Gerard Gremillion
Respondent Lawyers(s): Gerard Chandler Gremillion
Arbitrator(s): Jeffrey R. Jury
Hearing Site: New Orleans, LA
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