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FINRA Awards for William G. Whitman

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0356603/01/2012Claimant(s): Gene Holcomb
Claimant Lawyers(s): Dale Ledbetter
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): William G. Whitman
Arbitrator(s): Martin Mandel, Joseph I. Liebman, Jerry L. Riggins
Hearing Site: Memphis, TN
Checkmark Icon$0
10-0205101/26/2012Claimant(s): Margaret Virginia Holliday, IRA, Albert Edward Holliday Living Trust U/A,, Margaret Virginia Holliday Living Trust
Claimant Lawyers(s): Kirk Reasonover
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): William G. Whitman
Arbitrator(s): Jay Lawrence Witkin, Phillip M. Renfro, Sam Adatto Kayem
Hearing Site: New Orleans, LA
Checkmark Icon$0
10-0192512/21/2011Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): William G. Whitman
Respondent(s): John Wilfong
Respondent Lawyers(s): Caroline Smith Gidiere
Arbitrator(s): Sterling N. Frost, John W. Parker, Robert Paul Rathbun
Hearing Site: Memphis, TN
08-0022608/03/2010Claimant(s): Betty Risner, Marion Risner, Betty Margaret D Risner-Rollover IRA, Risner Family Trust U/A DTD 01/21/82
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): James Harris, Morgan Keegan & Company.
Respondent Lawyers(s): William G. Whitman
Arbitrator(s): James S. Carlson, Daniel David Kopman, Rosalind Anne Salzman
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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