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FINRA Awards for Jerry L. Riggins

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0084007/28/2017Claimant(s): William Lane
Claimant Lawyers(s): William James Lane
Respondent(s): George Romano, Mark Quinzi, Farmers Financial Solutions.
Respondent Lawyers(s): Christopher S. Maile, Richard C. Moore
Arbitrator(s): Jerry L. Riggins, Steven M. Guttell, Walter Steven Schwartz
Hearing Site: Phoenix, AZ
08-0356603/01/2012Claimant(s): Gene Holcomb
Claimant Lawyers(s): Dale Ledbetter
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): William G. Whitman
Arbitrator(s): Martin Mandel, Joseph I. Liebman, Jerry L. Riggins
Hearing Site: Memphis, TN
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