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FINRA Awards for Richard C. Moore

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0084007/28/2017Claimant(s): William Lane
Claimant Lawyers(s): William James Lane
Respondent(s): George Romano, Mark Quinzi, Farmers Financial Solutions.
Respondent Lawyers(s): Christopher S. Maile, Richard C. Moore
Arbitrator(s): Jerry L. Riggins, Steven M. Guttell, Walter Steven Schwartz
Hearing Site: Phoenix, AZ
11-0135101/04/2012Claimant(s): William Brown
Claimant Lawyers(s): Ronald G. Parker
Respondent(s): Arrowhead Investment Center
Respondent Lawyers(s): Richard C. Moore
Arbitrator(s): Herbert Leslie Greenberg, James D. Knotter, Harold K. Hunt
Hearing Site: Los Angeles, CA

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