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FINRA Awards for Arrowhead Investment Center

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0135101/04/2012Claimant(s): William Brown
Claimant Lawyers(s): Ronald G. Parker
Respondent(s): Arrowhead Investment Center
Respondent Lawyers(s): Richard C. Moore
Arbitrator(s): Herbert Leslie Greenberg, James D. Knotter, Harold K. Hunt
Hearing Site: Los Angeles, CA

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