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FINRA Awards for Dan McCarthy

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0289602/24/2012Claimant(s): Daniel McCarthy
Claimant Lawyers(s): Dan McCarthy
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Robert H. Putnam
Hearing Site: New Orleans, LA
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