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FINRA Awards for Morgan Keegan & Company.

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Displaying 231-240 out of 341 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0282004/09/2010Claimant(s): Connie Lee
Claimant Lawyers(s): Jason R. Doss
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Charles M. Dalziel
Arbitrator(s): Robert W. Kneeland
Hearing Site: Atlanta, GA
Checkmark Icon$53,133
08-0386604/09/2010Claimant(s): Bruce Means
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Nancy H. Baughan
Arbitrator(s): Preston A. Trimble, Jan Preece Gaddis, David G. Ritchie
Hearing Site: Oklahoma City, OK
Checkmark Icon$0
08-0131404/01/2010Claimant(s): Lida Bryan, Estate of William Coleman Bryan,Deceased
Claimant Lawyers(s): John A. Lucas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Larry E. Mobley
Arbitrator(s): Fred W. Beesley, Hugh J. Moore, W. Bruce Franklin
Hearing Site: Nashville, TN
Checkmark Icon$0
08-0298503/19/2010Claimant(s): David Goldberg & Rosalind Goldberg
Claimant Lawyers(s): Adam J. Gana
Respondent(s): James Kelsoe, Morgan Keegan & Company.
Respondent Lawyers(s): Cinnamon V. Davis
Arbitrator(s): Steven David Leader
Hearing Site: New York, NY
Checkmark Icon$0
08-0394703/10/2010Claimant(s): Sturla Terry Canale Living Trust
Claimant Lawyers(s): Jan Douglas Atlas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John-David H. Thomas
Arbitrator(s): John P. Cullem, Howard L. Hill, Donald R. Smith
Hearing Site: Tampa, FL
Checkmark Icon$50,000
08-0347203/09/2010Claimant(s): Paul Gauthier, Sharon Gauthier
Claimant Lawyers(s): Adam J. Gana
Respondent(s): James Kelsoe, Morgan Keegan & Company.
Respondent Lawyers(s): Robert M. Brennan
Arbitrator(s): Elizabeth K. Norsworthy, Samuel H. Chorches, Peter Svorinic
Hearing Site: Manchester, NH
Checkmark Icon$0
09-0229402/25/2010Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Colleen M. Fitzgerald
Respondent(s): Mary White
Respondent Lawyers(s): Drake Mann
Arbitrator(s): Robert A. Sauerberg, Will Murphy, Alan H. Maltenfort
Hearing Site: Little Rock, AR
08-0146502/23/2010Claimant(s): CIC Capital Management Company, CIC Financial, Cobb Investment Company
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Joe Hamilton, Morgan Keegan & Company.
Respondent Lawyers(s): Melinda Lucas Peevy
Arbitrator(s): David L. Walby, John F. O'Neill, James Edward Seale
Hearing Site: Birmingham, AL
Checkmark Icon$1,073,000
08-0310902/19/2010Claimant(s): Andrew Stein, Stein Holdings., Stein Investments
Claimant Lawyers(s): Caroline Smith Gidiere
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Colleen D. Hitch
Arbitrator(s): Myron S. Dunay, Paul W. Sterman, Bernice Leah Stander
Hearing Site: Boca Raton, FL
Checkmark Icon$2,500,000
08-0156702/11/2010Claimant(s): Gus Denton, Priscilla Denton, Shelby Partners
Claimant Lawyers(s): Jan Douglas Atlas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): George C. Freeman, III
Arbitrator(s): Guy K. Stewart, Eugene R. Katz, Donna L. Pavlick
Hearing Site: Memphis, TN
Checkmark Icon$50,000

341 Results

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