| 20-01842 | 03/25/2021 | Claimant(s): Jeffrey Pratt
Claimant Lawyers(s): Zachary T Hayes-Macaluso
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert Rudnicki
Arbitrator(s): Harvey R. Linder
Hearing Site: Nashville, TN
| | |
| 20-03247 | 03/24/2021 | Claimant(s): Steven Dick
Claimant Lawyers(s): Matthew G. White
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan Hackbarth
Arbitrator(s): Brian G. Mooney
Hearing Site: Nashville, TN
| | |
| 20-00948 | 09/24/2020 | Claimant(s): Montee Sneed
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Nashville, TN
| | |
| 20-00418 | 09/23/2020 | Claimant(s): Peggy Rouillier
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Stuart K. Furman
Hearing Site: Nashville, TN
| | |
| 20-00620 | 06/25/2020 | Claimant(s): Frieda McCay, Terry McCay, Terry McCay & Frieda C. McCay Rev Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Anthony Mastroianni, John Riccardi, Windsor Street Capital
Respondent Lawyers(s): Anthony Mastroianni, John F. Riccardi, John W. Stalanski
Arbitrator(s): Lita S Menkin
Hearing Site: Nashville, TN
|  | $250,000 |
| 20-00422 | 06/08/2020 | Claimant(s): David C. And Karen Ann H. Rentschler
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Brent Porges, Stefano Marino, Craig Scott Capital
Respondent Lawyers(s): Anthony Marino, Brent Morgan Porges, Craig Taddonio
Arbitrator(s): Harvey R. Linder
Hearing Site: Nashville, TN
| | Dismissed |
| 20-00539 | 05/28/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Kip A. Nesmith
Respondent(s): David Cavender
Respondent Lawyers(s): David Odell Cavender
Arbitrator(s): Muriel Desloovere
Hearing Site: Nashville, TN
| | |
| 18-02049 | 05/20/2020 | Claimant(s): Frieda McCay, Terry McCay, Terry McCay & Frieda C. McCay Rev Trust
Claimant Lawyers(s): Bradford M Gucciardo
Respondent(s): Sebastian Wyczawski, Stalin Cruz
Respondent Lawyers(s): David Hirschberg, Stalin Alfredo Cruz
Arbitrator(s): John P. Cullem, Lita S Menkin, Ian S. Greig
Hearing Site: Nashville, TN
| | $0 |
| 18-01388 | 04/24/2020 | Claimant(s): MTM Nevada Holdings
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): Thomas Joseph Atkinson, Louise B. Zeuli, Irwin Venick
Hearing Site: Nashville, TN
| | Settlement |
| 19-02168 | 02/03/2020 | Claimant(s): Paul Allen
Claimant Lawyers(s): Bryan Ward
Respondent(s): Wiley Bros.-Aintree Capital
Respondent Lawyers(s): David W. Wiley
Arbitrator(s): Harvey R. Linder
Hearing Site: Nashville, TN
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