Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00011 | 08/07/2020 | Claimant(s): James Lombardo Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Joseph Gunnar & Co. Respondent Lawyers(s): John E. Lawlor Arbitrator(s): Brian John Gallagher Hearing Site: New York, NY | ||
| 20-00016 | 07/15/2020 | Claimant(s): Matthew Fleissner Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ | ||
| 19-02593 | 07/07/2020 | Claimant(s): Stephen Thomas Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Joyce A. Mitchell Hearing Site: Charlotte, NC | ||
| 19-02594 | 06/30/2020 | Claimant(s): Ross Pake Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Barbara M. Zak Hearing Site: Los Angeles, CA | ||
| 19-02735 | 06/30/2020 | Claimant(s): Aaron Sevigny Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): United Planners' Financial Services of A Respondent Lawyers(s): David B. Hauer Arbitrator(s): Robert G. Geeseman Hearing Site: Boca Raton, FL | ||
| 19-02911 | 06/22/2020 | Claimant(s): Joseph Medina Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Chase Investment Services Corp., Gilford Securities Incorporated Respondent Lawyers(s): Bonnie Sachs, Michael H. Gibson Arbitrator(s): Susan Romano Hearing Site: New York, NY | ||
| 19-00902 | 06/19/2020 | Claimant(s): Matthew Goldstein Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): John T. DiNapoli Arbitrator(s): Gregory Hunter Mathews Hearing Site: Philadelphia, PA | ||
| 19-02413 | 06/17/2020 | Claimant(s): Rinico Sawyer Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Domenic C. Cervoni Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY | ||
| 19-03045 | 06/17/2020 | Claimant(s): Evan Taub Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): John Thomas Financial Respondent Lawyers(s): Maria Cummings Arbitrator(s): William E. Nuckel Hearing Site: New York, NY | ||
| 19-01358 | 06/16/2020 | Claimant(s): Ferdinand Ruplin Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): AXA Advisors, The Equitable Life Assurance Society Of Respondent Lawyers(s): Annette K. Ebright Arbitrator(s): Sam Antar Hearing Site: New York, NY |