FINRA Awards for Wells Fargo Clearing Services

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Displaying 71-80 out of 483 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-01063	11/29/2023	Claimant(s): Jeffrey Zapoleon Claimant Lawyers(s): Curtis Carlson Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Theodore R. Bynum Arbitrator(s): Steven R. Reininger, Louis David Huss, Michael Mazor Hearing Site: Boca Raton, FL
23-01462	11/15/2023	Claimant(s): Donald Johnson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Paul Yarns Arbitrator(s): Daniel M. Yamshon Hearing Site: Reno, NV
23-01131	11/13/2023	Claimant(s): Charles McAfee Claimant Lawyers(s): Craig D. Stein Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Paul Yarns Arbitrator(s): Howard N. Kahn, Will Murphy, Justin Wallace Askins Hearing Site: Boca Raton, FL
23-01612	11/07/2023	Claimant(s): Adrienne Rowles Claimant Lawyers(s): Stephan Louviere Respondent(s): Ameriprise Financial Services, Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff, Howard M. Klausmeier Arbitrator(s): Susan E. Maloney Hearing Site: Boston, MA
23-00702	11/07/2023	Claimant(s): Fady Nakhla Claimant Lawyers(s): Fady Milad Nakhla Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Charlton Young Arbitrator(s): Peter L. Michaelson, Justin Gregory Anuario, Justin Escher Alpert Hearing Site: Jersey City, NJ
23-00794	10/31/2023	Claimant(s): Justin Bailey Claimant Lawyers(s): Robert Hill Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jason Kempf Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA
22-02914	10/30/2023	Claimant(s): Paul Michlik Claimant Lawyers(s): Paul Michlik Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Ronald N. Roth, Erik R. Siering, Anatoly Tony Zuban Hearing Site: San Diego, CA
23-01583	10/20/2023	Claimant(s): Mariano Tancredi Claimant Lawyers(s): Mariano Tancredi Respondent(s): Andreas Wochtl, Wells Fargo Clearing Services Respondent Lawyers(s): Jason Kempf Arbitrator(s): Guillermo L. Bosch Hearing Site: Philadelphia, PA		$5,075
20-01625	10/17/2023	Claimant(s): Prakash Shukla Claimant Lawyers(s): Michael J. Sullivan Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jason A. Kempf Arbitrator(s): Stephen M. Acerra, Denise L. Presley, Jeremy M. Bloomenthal Hearing Site: Boston, MA		Expungement
22-02272	10/11/2023	Claimant(s): Patrick Hanratty Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers, Jr. Arbitrator(s): Mark A. Myers Hearing Site: New Orleans, LA		Expungement