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FINRA Awards for Wells Fargo Clearing Services

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Displaying 311-320 out of 483 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0005002/27/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Thomas K. Potter
Respondent(s): Walter Taylor
Respondent Lawyers(s): Walter G. Taylor
Arbitrator(s): John P. Cullem
Hearing Site: Raleigh, NC
18-0336602/26/2020Claimant(s): Dianne Hardy, Gary Hardy
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Michael J. Ahlstrom, G. Maynard Green
Hearing Site: Birmingham, AL
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19-0283702/24/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Renan Sugarman
Respondent(s): Jeffrey Hill
Respondent Lawyers(s): Jeffrey Alan Hill
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Minneapolis, MN
19-0069702/12/2020Claimant(s): Charles Goldberg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
19-0044502/11/2020Claimant(s): Matthew Gerst
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Will Murphy, Robert G. Falbisaner, Scott Louis Fishman
Hearing Site: Boca Raton, FL
19-0131402/07/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Victor L. Hayslip
Respondent(s): Eric Barbour
Respondent Lawyers(s): Eric Christopher Barbour
Arbitrator(s): Brock B. Gordon
Hearing Site: Atlanta, GA
19-0091502/04/2020Claimant(s): Patrick Gainer
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Arocles Aguilar
Hearing Site: San Francisco, CA
19-0243601/30/2020Claimant(s): Christopher Roman
Claimant Lawyers(s): Kathy M. Klock
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
19-0172101/16/2020Claimant(s): Paul Reider
Claimant Lawyers(s): David A Genelly
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffrey D. Rodgers
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL
19-0202701/10/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jessica Klein
Respondent(s): James Johnson
Respondent Lawyers(s): James E. Johnson
Arbitrator(s): Michael L. Lyons
Hearing Site: Columbus, OH

483 Results

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