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FINRA Awards for Christopher Roman

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0243601/30/2020Claimant(s): Christopher Roman
Claimant Lawyers(s): Kathy M. Klock
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL

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