| 23-00126 | 07/20/2023 | Claimant(s): Michael Berger
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): John L. Krauss
Hearing Site: Indianapolis, IN
| | |
| 22-02981 | 07/20/2023 | Claimant(s): Donald Barry
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jason Kempf
Arbitrator(s): Joseph Neal Richardson
Hearing Site: Wichita, KS
| | |
| 22-02799 | 07/03/2023 | Claimant(s): Edward Dawson
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Wells Fargo Clearing Services, RBC Capital Markets LLC
Respondent Lawyers(s): Leyla Bari, Nuviah Shirazi
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: San Diego, CA
| | |
| 22-01862 | 07/03/2023 | Claimant(s): Grace Stavalo
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Frank J. Cuccio
Arbitrator(s): Veronica Ann Williams, Paul David Hayes, Bradley E Greenberg
Hearing Site: Jersey City, NJ
|  | $0 |
| 22-02673 | 06/14/2023 | Claimant(s): Jenna Farah-Fimbres
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Phoenix, AZ
| | |
| 21-00241 | 06/09/2023 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith Barnett
Respondent(s): Christopher Chance
Respondent Lawyers(s): William R. Carlisle
Arbitrator(s): Samuel Appel
Hearing Site: Atlanta, GA
| | |
| 22-00437 | 06/07/2023 | Claimant(s): Estate of Dolores Sarro
Claimant Lawyers(s): William B. Young
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Stuart K. Furman, Tyrone Nathaniel Watson
Hearing Site: Orlando, FL
| | Expungement |
| 22-01754 | 06/05/2023 | Claimant(s): Kimberly Ripoll
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jason Kempf
Arbitrator(s): Allan R. Lazor
Hearing Site: Houston, TX
| | |
| 22-00692 | 06/01/2023 | Claimant(s): Cheryl Weigel, Executrix
Claimant Lawyers(s): Michael P. Stanton
Respondent(s): Wells Fargo Clearing Services, Robert Cautilli
Respondent Lawyers(s): Jeffery D. Rodgers, Jr.
Arbitrator(s): Guillermo L. Bosch, Arnold Peter Borish, Annya Baskerville
Hearing Site: Philadelphia, PA
| | Expungement |
| 22-01283 | 05/30/2023 | Claimant(s): Lisa Massar
Claimant Lawyers(s): Lisa B. Massar
Respondent(s): Wells Fargo Clearing Services, Johanna Laudicina, Lauren Matles, Ronald Sirt
Respondent Lawyers(s): Lindsay Wuller Aggarwal
Arbitrator(s): Jerry D. McCormack, Mark A. Frankel, Laura Anne Lamberg
Hearing Site: Milwaukee, WI
| | Dismissed with Rule 12504 |
