Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-03461 | 11/06/2017 | Claimant(s): Joyce Jappelle Claimant Lawyers(s): Phillip S. Wong Respondent(s): Adina Wiseman Respondent Lawyers(s): Robert Osdieck Arbitrator(s): Thaddeus J. Tecza Hearing Site: Denver, CO |  | Expungement |
| 16-02606 | 09/18/2017 | Claimant(s): Mary Jane Rodemeyer, Ronald Rodemeyer, The Rodemeyer Family Trust DTD 09/08/199 Claimant Lawyers(s): D. Daxton White Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Ilene T. Gormly Hearing Site: Denver, CO | | Expungement |
| 16-01690 | 06/23/2017 | Claimant(s): John Avey Claimant Lawyers(s): Alan C. Friedberg Respondent(s): BOSC. Respondent Lawyers(s): Erica Anne Dorwart Arbitrator(s): Steven Meyrich, Martin M. Berliner, Sheldon Edward Friedman Hearing Site: Denver, CO | ||
| 16-03133 | 05/26/2017 | Claimant(s): Paul McIntyre Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prudential Equity Group Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): Samuel L. McClaren Hearing Site: Denver, CO | ||
| 16-00394 | 05/23/2017 | Claimant(s): Interactive Brokers Claimant Lawyers(s): Daniel A. Spector Respondent(s): Todd Rinaldi Respondent Lawyers(s): Todd Rinaldi Arbitrator(s): Ilene T. Gormly, Mary C. Davis, Jeffrey Thomas Hearing Site: Denver, CO | | $0 |
| 16-00395 | 04/20/2017 | Claimant(s): Harry Beres Claimant Lawyers(s): Jonathan Kurta Respondent(s): Wilbanks Securities. Respondent Lawyers(s): Aaron B. Wilbanks Arbitrator(s): Richard Djokic, Rey Hernandez Julian, Rebecca Sone O'Rourke Hearing Site: Denver, CO | | $130,789 |
| 16-02943 | 04/05/2017 | Claimant(s): Bruce Allen Claimant Lawyers(s): Tosh Grebenik Respondent(s): Piper Jaffray & Co. Respondent Lawyers(s): John Geelan Arbitrator(s): Richard Djokic Hearing Site: Denver, CO | ||
| 16-02769 | 02/27/2017 | Claimant(s): Sean Covi Claimant Lawyers(s): Dochtor Kennedy Respondent(s): National Planning Corporation Respondent Lawyers(s): Scott R. Forbush Arbitrator(s): Samuel L. McClaren Hearing Site: Denver, CO | ||
| 16-01693 | 02/23/2017 | Claimant(s): Kean Boucher Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): A.G. Edwards & Sons. Respondent Lawyers(s): Thomas Kopshever Arbitrator(s): Samuel L. McClaren, Anita Rae Shapiro, Tausha C. Riley Hearing Site: Denver, CO | ||
| 16-02630 | 02/21/2017 | Claimant(s): Kezia Samuel Claimant Lawyers(s): Jeffrey Thomas Respondent(s): Jackson National Life Distributors LLC Respondent Lawyers(s): William R. Schulz Arbitrator(s): Donald P. Loyd, Samuel L. McClaren, Henry Eric Peitz Hearing Site: Denver, CO |