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FINRA Awards for Phillip S. Wong

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0346111/06/2017Claimant(s): Joyce Jappelle
Claimant Lawyers(s): Phillip S. Wong
Respondent(s): Adina Wiseman
Respondent Lawyers(s): Robert Osdieck
Arbitrator(s): Thaddeus J. Tecza
Hearing Site: Denver, CO
Checkmark IconExpungement
12-0307905/22/2015Claimant(s): Marian Sanders
Claimant Lawyers(s): Phillip S. Wong
Respondent(s): Adam Ohair, Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Martin Mandel, Steven Meyrich, Ford H. Wheatley
Hearing Site: Denver, CO
Checkmark IconExpungement

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