Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-01500 | 01/04/2019 | Claimant(s): Mark Nudelman Claimant Lawyers(s): David Neuman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Peter W. Howell Arbitrator(s): Craig Charles Beles Hearing Site: Seattle, WA |  | Expungement |
| 18-00658 | 12/12/2018 | Claimant(s): William Walters Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplan Arbitrator(s): Diane Ciccone Hearing Site: Wilmington, DE | ||
| 18-00179 | 11/19/2018 | Claimant(s): Daniel Foran Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, Raymond James Financial Services. Respondent Lawyers(s): Jon kaplon, Stanton Fears Arbitrator(s): Michael H. DuBoff Hearing Site: Newark, NJ | ||
| 18-01546 | 11/13/2018 | Claimant(s): Jim Casey Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Elena G. Rodriguez Hearing Site: Boca Raton, FL | ||
| 18-00303 | 11/12/2018 | Claimant(s): Kevin Fifield Claimant Lawyers(s): Stuart Sinai Respondent(s): LPL Financial LLC, MML Investors Services Respondent Lawyers(s): Barbara H. Kramer, Jon D. Kaplon Arbitrator(s): Stephen D Kursman Hearing Site: Detroit, MI | ||
| 18-01026 | 11/12/2018 | Claimant(s): Thomas Love Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Carl F. Bowmer Hearing Site: Richmond, VA | ||
| 18-01751 | 11/01/2018 | Claimant(s): David Rath Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): John F. Allgood Hearing Site: Atlanta, GA | ||
| 18-01540 | 10/17/2018 | Claimant(s): Todd Frank Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 18-00938 | 09/28/2018 | Claimant(s): William Warner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Sean Alan D'Amico Hearing Site: Hartford, CT | ||
| 18-01192 | 09/21/2018 | Claimant(s): Rosemary Hansen Claimant Lawyers(s): Jeffrey A. Sellers Respondent(s): LPL Financial LLC, Rey Whitehorn Respondent Lawyers(s): Peter W. Howell Arbitrator(s): Charles Hoffman Hearing Site: Boca Raton, FL | | $6,213 |