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FINRA Awards for Chase Investment Services Corp.

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Displaying 11-20 out of 125 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0298507/27/2021Claimant(s): Bradley Cooperman
Claimant Lawyers(s): Frances Menzer
Respondent(s): Chase Investment Services Corp., J.P. Morgan Securities
Respondent Lawyers(s): Samantha D. Parrish
Arbitrator(s): Mitchell Lee Lathrop
Hearing Site: San Diego, CA
20-0293506/08/2021Claimant(s): David Davis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Sherry R. Wetsch
Hearing Site: Houston, TX
20-0261006/04/2021Claimant(s): Walter Suarez
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Paul C. Tang
Hearing Site: New York, NY
20-0231102/17/2021Claimant(s): Aaron Easter
Claimant Lawyers(s): Brian Luther
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Samantha D. Parrish
Arbitrator(s): James E. Bartels
Hearing Site: Seattle, WA
20-0160111/06/2020Claimant(s): Jennifer Lattanzio
Claimant Lawyers(s): Nancy L. Hendrickson
Respondent(s): Chase Investment Services Corp., Citizens Securities.
Respondent Lawyers(s): Adam R. Bennett, Brenna Anatone Force
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Cleveland, OH
20-0049911/02/2020Claimant(s): Barry Krumwiede
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Booker T. Coleman
Arbitrator(s): Susanne J. Hollander
Hearing Site: Chicago, IL
19-0291106/22/2020Claimant(s): Joseph Medina
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Chase Investment Services Corp., Gilford Securities Incorporated
Respondent Lawyers(s): Bonnie Sachs, Michael H. Gibson
Arbitrator(s): Susan Romano
Hearing Site: New York, NY
19-0339005/11/2020Claimant(s): Nicholas Hickly
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Milton N. Gross
Hearing Site: Las Vegas, NV
19-0259704/02/2020Claimant(s): Ryan Ackerhalt
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Albert Rizzo
Hearing Site: New York, NY
19-0160503/20/2020Claimant(s): Mark Kolta
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation, Chase Investment Services Corp.
Respondent Lawyers(s): Fred N. Knopf, Thomas J. Cahill
Arbitrator(s): Richard W. Vallario
Hearing Site: New York, NY

125 Results

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