14-02259 | 02/13/2017 | Claimant(s): Judy Vermillion, H.O. Vermilion Trust Claimant Lawyers(s): Judy L. Vermillion Respondent(s): Daniel Deighan Respondent Lawyers(s): Alan M. Wolper Arbitrator(s): Mauricio Arcadier, Alan E. Linden, Brian Gerard Curtis Hearing Site: Orlando, FL
| | $0 |
14-00274 | 04/17/2015 | Claimant(s): David Lessing Claimant Lawyers(s): David A. Lessing Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Mauricio Arcadier Hearing Site: Orlando, FL
| | $38 |
12-00870 | 02/02/2015 | Claimant(s): Thomas Murray Claimant Lawyers(s): Thomas M. Murray Respondent(s): Christopher Guarino, Morgan Stanley Respondent Lawyers(s): Lisa B. Dodge Arbitrator(s): Dorrith Leipziger, Mauricio Arcadier, Steven E. Eisenberg Hearing Site: Boca Raton, FL
| | Expungement |
12-01330 | 07/01/2014 | Claimant(s): Audrie Perez-Llana Thomas, Benjamin Thomas, Edgar Thomas, Katrinka Powers, Phillip Thomas, Robert Boyatt, Theresa Hornsby, Bobby & Marcella Crawford, Danny & Betty Thomas, Donald & Virginia Headley, Phil & Karen Thomas, Edgar Thomas and Kathleen Thomas Trust, Gordon E. Thomas Revocable Trust, Irma M. Thomas Revocable Trust, Pauline Webb Revocable Trust Claimant Lawyers(s): Mark David Hunter, Scott L. Silver Respondent(s): Investors Capital Corp. Respondent Lawyers(s): James A. McGovern Arbitrator(s): Mauricio Arcadier, Ronald Charles Waters, Rose Erika Kennedy Hearing Site: Orlando, FL
| | Expungement |
12-00906 | 11/14/2013 | Claimant(s): Anthony Magrino, Robin Kratman, Thomas Buchanan Claimant Lawyers(s): Andrew V. Tramont Respondent(s): Jan Scher, PFS Investments. Respondent Lawyers(s): Brett A. Rogers Arbitrator(s): Steven N. Ainbinder, Charles Hoffman, Mauricio Arcadier Hearing Site: Miami, FL
| | $0 |
12-01060 | 04/17/2013 | Claimant(s): Angie Herschkoff Claimant Lawyers(s): Joseph J. Gulino Respondent(s): Chase Investment Services Corp., AXA Advisors Respondent Lawyers(s): Joseph S. Simms, Renata Ortiz Bloom Arbitrator(s): Marc S. Piven, Michael A. Levin, Mauricio Arcadier Hearing Site: Boca Raton, FL
| | Dismissed by Rule 12206 |
11-01335 | 01/07/2013 | Claimant(s): Catherine Cox, William Cox, William E. Cox Irrevocable Trust Claimant Lawyers(s): Scott L. Silver Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Randi P. Spallina Arbitrator(s): Mauricio Arcadier, Robert J. Buchner, Scott Louis Fishman Hearing Site: Boca Raton, FL
| | Expungement |
09-02981 | 05/07/2010 | Claimant(s): Barbara Minsky, Edwin Minsky, Barbara Minsky Trust, Edwin Minsky Trust Claimant Lawyers(s): Richard A. Stephens Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Abe Lampart Arbitrator(s): James D. McDonald, Mauricio Arcadier, Sidney Turner Hearing Site: Boca Raton, FL
| | $40,200 |
08-00363 | 09/24/2009 | Claimant(s): Mr. Robert J. Kraus Claimant Lawyers(s): Ryon M. McCabe Respondent(s): Christopher Fluehr, Suntrust Investment Services. Respondent Lawyers(s): Richard H. Bergman Arbitrator(s): Steven A. Hurst, Thomas Anthony Van Tiem, Mauricio Arcadier Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
08-04279 | 09/17/2009 | Claimant(s): Samuel Plesser Claimant Lawyers(s): Lee H. Schillinger Respondent(s): Jason Laing, Suntrust Investment Services. Respondent Lawyers(s): Frederick S. Schrils Arbitrator(s): Melvin Jarolem, Mauricio Arcadier, Bart Samuel Cohodas Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |