20-01456 | 05/10/2021 | Claimant(s): Leonard Bejger Claimant Lawyers(s): Leonard James Bejger Respondent(s): David Miller, Eric Burnette, Shelley Eddy, Peachcap Securities. Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Mauricio Arcadier Hearing Site: Orlando, FL
| | $300 |
20-00196 | 08/18/2020 | Claimant(s): Dale Cebert Claimant Lawyers(s): Harris Freedman Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Mauricio Arcadier Hearing Site: Orlando, FL
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18-03763 | 01/09/2020 | Claimant(s): Lauren Flynn Claimant Lawyers(s): Lauren Terri Flynn Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Steven Mellen Arbitrator(s): Ian S. Greig, James A. Hayes, Mauricio Arcadier Hearing Site: Columbia, SC
| | Dismissed by Rule 12212(c) |
16-02528 | 05/20/2019 | Claimant(s): Carmen Macias, Pedro Diez, Pedro Diez Macias, Vissepo & Diez Construction Corp., Diez Macias 1 Trust, Pefedima Trust Claimant Lawyers(s): Jeffrey Erez, Lloyd R. Schewd Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Sara Soto Arbitrator(s): Roger C. Benson, Mauricio Arcadier, Robert Stewart Barney Hearing Site: San Juan, PR
| | $7,839,130 |
18-00651 | 05/07/2019 | Claimant(s): Aubrey Sanford, Beth Rowlett, Chasidy Lenoir, Christy Camp, Clifford Camp, Earl Davis, Edward Simmons, Emma Smith, F. Fowler, Howard Kerce, Janet Davis, Janice Jeffrey, Kathryn Rheiner, Kent Kebert, Lynn Kebert, Mark Friloux, Maynard Bryant, Michael Borne, Richard Rheiner, Robert Spring, et al Claimant Lawyers(s): Scott D. Hirsch Respondent(s): Pershing LLC Respondent Lawyers(s): Jeffrey J. Chapman Arbitrator(s): Langfred W. White, Mauricio Arcadier, Avery B. Goodman Hearing Site: Jackson, MS
| | $1,430,750 |
18-00521 | 11/01/2018 | Claimant(s): Lauren Oschman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Larson Financial Securities Respondent Lawyers(s): Steven Cervantes Arbitrator(s): Mauricio Arcadier Hearing Site: Nashville, TN
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15-01596 | 09/28/2017 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Amilka Delgado Respondent Lawyers(s): Clinton W. Marrs Arbitrator(s): John P. Cullem, Mauricio Arcadier, Margaret R. Hoyt Hearing Site: Orlando, FL
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16-01981 | 08/21/2017 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Alex G. Cavanaugh Respondent(s): Samuel Reeves Respondent Lawyers(s): Michael A. Nardella Arbitrator(s): Mauricio Arcadier Hearing Site: Orlando, FL
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14-02259 | 02/13/2017 | Claimant(s): Judy Vermillion, H.O. Vermilion Trust Claimant Lawyers(s): Judy L. Vermillion Respondent(s): Daniel Deighan Respondent Lawyers(s): Alan M. Wolper Arbitrator(s): Mauricio Arcadier, Alan E. Linden, Brian Gerard Curtis Hearing Site: Orlando, FL
| | $0 |
14-00274 | 04/17/2015 | Claimant(s): David Lessing Claimant Lawyers(s): David A. Lessing Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Mauricio Arcadier Hearing Site: Orlando, FL
| | $38 |