| 20-00961 | 06/18/2021 | Claimant(s): Theresa McTague
Claimant Lawyers(s): William Pete Nacy
Respondent(s): James Louderbaugh, Oppenheimer & Co..
Respondent Lawyers(s): Nicola A. Murphy
Arbitrator(s): Mark L. Williams, Karen Roberts Washington, Robert G Cass
Hearing Site: Oklahoma City, OK
|  | Expungement |
| 20-03007 | 06/04/2021 | Claimant(s): Timothy Vanderver
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Nicola Murphy
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
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| 20-03127 | 05/13/2021 | Claimant(s): David Feigeles
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Nicola Anne Murphy
Arbitrator(s): Betty Chen
Hearing Site: New York, NY
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| 20-01513 | 03/29/2021 | Claimant(s): Arthur Lewis
Claimant Lawyers(s): Joshua Katz
Respondent(s): CIBC World Markets Corp., Oppenheimer & Co.., Aegis Capital Corp.
Respondent Lawyers(s): Elizabeth R. Aylett, Justin D. Dickinson, Timothy Treble
Arbitrator(s): Mark C. Perry
Hearing Site: Boca Raton, FL
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| 19-00816 | 03/15/2021 | Claimant(s): Reuben J Donig Atny At Law Sal Def Plan
Claimant Lawyers(s): Brett A. Alcala
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Justin M. Garbaccio
Arbitrator(s): Jon H. Sylvester, Gary Kostow, Carol Marshall
Hearing Site: San Francisco, CA
| | $0 |
| 20-01981 | 03/12/2021 | Claimant(s): Andrew Lerner
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Justin D. Dickinson
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
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| 20-03578 | 02/23/2021 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Nicola A. Murphy
Respondent(s): Kevin Fay
Respondent Lawyers(s): Kevin P. Fay
Arbitrator(s): Edward W. Morris
Hearing Site: Jersey City, NJ
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| 19-03818 | 02/03/2021 | Claimant(s): Daniel Katz
Claimant Lawyers(s): David I. Hantman
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Nicola A. Murphy
Arbitrator(s): Michael H DuBoff, Robert E. Anderson, Richard Morse
Hearing Site: Jersey City, NJ
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| 19-03338 | 01/29/2021 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Gary Helbling
Respondent Lawyers(s): Alex Mazzella
Arbitrator(s): Mary Elizabeth Satran
Hearing Site: Hartford, CT
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| 20-02490 | 01/25/2021 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Nicola A. Murphy
Respondent(s): Warren Rowe
Respondent Lawyers(s): Warren Ellwood Rowe
Arbitrator(s): Christopher M. McMurray
Hearing Site: Richmond, VA
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