| 14-02885 | 01/27/2017 | Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Andrew R. Froman
Respondent(s): Peggy Thorlton
Respondent Lawyers(s): Robert W. Pearce
Arbitrator(s): Michael W. Brody, Theodore Haynes, Brandon Scott Peters
Hearing Site: Orlando, FL
| | |
| 15-01814 | 12/29/2016 | Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Caryn Diamond Shaw
Respondent(s): Adam Mayfield
Respondent Lawyers(s): Adam Mayfield
Arbitrator(s): Muriel Desloovere, Patricia Gunn, Gary E. Marcus
Hearing Site: Tampa, FL
| | |
| 15-02664 | 10/24/2016 | Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Frederick S. Schrils
Respondent(s): Kevin Farrow
Respondent Lawyers(s): Brian D. Buckstein
Arbitrator(s): Robert Finder, Lane A. Fentriss, Ronald Charles Waters
Hearing Site: Orlando, FL
| | |
| 15-01423 | 09/30/2016 | Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Caryn D. Shaw
Respondent(s): William Van Ormer
Respondent Lawyers(s): William A. Van Ormer
Arbitrator(s): Jacquelyn M. Shannon
Hearing Site: Jacksonville, FL
| | |
| 14-03207 | 05/03/2016 | Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Caryn Diamond Shaw
Respondent(s): Shane Kelly
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): Gloria O. North, Richard H. Schneider, Carl Henry Perdue
Hearing Site: Boca Raton, FL
| | |
| 15-01300 | 04/29/2016 | Claimant(s): Billy Hackworth, Joe Parker
Claimant Lawyers(s): Billy T. Hackworth
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Robert D. Perrow
Arbitrator(s): Donald B. Vaden
Hearing Site: Richmond, VA
|  | $49,000 |
| 14-02072 | 04/18/2016 | Claimant(s): Sutton Investment LLC
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Jo Lanier Meeks
Arbitrator(s): Carl F. Bowmer
Hearing Site: Richmond, VA
| | $12,996 |
| 15-01806 | 01/07/2016 | Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Caryn D. Shaw
Respondent(s): Cynthia Wadkinson
Respondent Lawyers(s): Cynthia Lynn Wadkinson
Arbitrator(s): Robert H. Putnam
Hearing Site: Charlotte, NC
| | |
| 14-01158 | 11/24/2015 | Claimant(s): Gary Adams
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Jeffrey W. Willis
Arbitrator(s): Lita S Menkin, William Barker Brown, J. G. Long
Hearing Site: Atlanta, GA
| | Expungement |
| 14-01599 | 11/11/2015 | Claimant(s): Marc Franco
Claimant Lawyers(s): Andre R. Perron
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Andrew Froman
Arbitrator(s): Colleen Grace, Joseph E. Santaularia, Thomas J. Patka
Hearing Site: Tampa, FL
| | |
