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FINRA Awards for Brandon S. Reif

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Displaying 11-20 out of 25 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0174111/15/2018Claimant(s): Jose Calderon
Claimant Lawyers(s): Kenneth Catanzarite
Respondent(s): Eric Marlin, Michael Cruz, Robert Hicks, Finance 500.
Respondent Lawyers(s): Brandon S. Reif, Edward S. Zusman, Jeffrey S. Kob
Arbitrator(s): Robert D. Sussin, Thomas E. Shuck, H. Stuart Waxman
Hearing Site: Los Angeles, CA
Checkmark Icon$0
17-0246204/06/2018Claimant(s): Bradley Glasman
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Hilltop Securities Inc.
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Thomas D. Reese
Hearing Site: San Francisco, CA
16-0145001/05/2018Claimant(s): Donna Gambee
Claimant Lawyers(s): Charles H. Field
Respondent(s): David Barber, Madison Avenue Securities, Llc
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Deanna J. Johnson, Janice L. Sperow, Mitchell Lee Lathrop
Hearing Site: San Diego, CA
Checkmark Icon$1,945,400
15-0286308/10/2017Claimant(s): Hilltop Securities Inc.
Claimant Lawyers(s): Brandon S. Reif
Respondent(s): Andrew Harvey, Brett Levinson, Carla Osbourne, Harvey Frank, Stifel, Nicolaus & Co.., Wyatt Farmer
Respondent Lawyers(s): Kevin K. Fitzgerald
Arbitrator(s): Thomas J. Doherty, Evan A. Gould, Ann Elizabeth DiGiorgio
Hearing Site: San Diego, CA
12-0284107/02/2015Claimant(s): John Artmire
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): First Midwest Securities.
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Arthur H. Geffen, Robert L. Yeager, Joseph Anthony Girgenti
Hearing Site: Dallas, TX
Checkmark Icon$818,817
13-0323102/04/2015Claimant(s): Lila Luttrell
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): George Bokios, Regal Securities.
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Blaine Smith, Richard J. Stall, Robert F. Saint-Aubin
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
13-0043006/11/2014Claimant(s): Agnes Barrelet, Agnes Barrelet IRA, Agnes Barrelet Trust dated 10/09/2009
Claimant Lawyers(s): G. Mark Brewer
Respondent(s): Christopher Taylor, NFP Securities.
Respondent Lawyers(s): Alexis Lu, Brandon S. Reif
Arbitrator(s): Harvey C. Flodin, Nancy J. Spieczny, Michael D. Briggs
Hearing Site: San Diego, CA
Checkmark Icon$1,246,160
12-0389903/10/2014Claimant(s): Harold Edmonson
Claimant Lawyers(s): Erwin Cohn
Respondent(s): First Midwest Securities.
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Jack J. Herman, Susan L. Walker, James A. Murphy
Hearing Site: Chicago, IL
Checkmark Icon$14,629
12-0085607/08/2013Claimant(s): Terri Harbison, William Harbison, Harbison Family Trust
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): Daniel Laframboise, DL Wealth Managment Group
Respondent Lawyers(s): Brandon S. Reif, Kelsey Hotchkiss
Arbitrator(s): Nancy J. Spieczny, E. Milton Frosburg, Michael D. Briggs
Hearing Site: San Diego, CA
Checkmark IconExpungement
11-0359604/25/2012Claimant(s): Michael Shimon, Regina Shimon
Claimant Lawyers(s): Michael F. Shimon, Regina Ralene Shimon
Respondent(s): Craig Rumbaugh
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Nancy G. Harris
Hearing Site: Los Angeles, CA
Checkmark Icon$1,450

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